Investment adviser · CRD 137697

CORESTATES CAPITAL ADVISORS, LLC

Investment adviser filing (IA)

YARDLEY, PA, United States · Form ADV filed Oct 3, 2013

Regulatory AUM
$505M
Form ADV · Item 5.F
Client accounts
867
Accounts, not individual clients
Employees
12
Reported in this filing
Advisory professionals
7
Investment advisory functions

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DELPHI BETA FUND LLCHedge Fund · Last reported Oct 3, 2013$6MGross asset value

Form D fundraising filings

DELPHI BETA FUND LLC

Fund administrator MATRIX CAPITAL GROUP, INC. WILLOW GROVE, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SANVILLE & COMPANY ABINGTON, Pennsylvania, United States
Custodian AURORA CAPITAL LLC NEW YORK, New York, United States Related to adviser: No
Custodian MILESTONE BANK DOYLESTOWN, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

AURORA CAPITAL LLC
SEC 8-48069

Fund details & source
Fund ID
805-6224910719
Reported beneficial owners
30
Minimum commitment
$100K
Form D file number
021-98836

Form ADV 759889 · Oct 3, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DELPHI ALPHA FUND LLCHedge Fund · Last reported Oct 3, 2013$4MGross asset value

Form D fundraising filings

DELPHI ALPHA FUND LLC

Fund administrator MATRIX CAPITAL GROUP, INC. WILLOW GROVE, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SANVILLE & COMPANY ABINGTON, Pennsylvania, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MILESTONE BANK DOYLESTOWN, Pennsylvania, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN SECURITIES LLC
SEC 8-35008

JEFFERIES LLC
CRD 2347 · SEC 8-15074

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-6322527756
Reported beneficial owners
20
Minimum commitment
$100K
Form D file number
021-100011

Form ADV 759889 · Oct 3, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DELPHI DELTA FUND LLCHedge Fund · Last reported Oct 3, 2013$4MGross asset value
Fund administrator MATRIX CAPITAL GROUP, INC. WILLOW GROVE, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SANVILLE & COMPANY ABINGTON, Pennsylvania, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian MILESTONE BANK DOYLESTOWN, Pennsylvania, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Fund details & source
Fund ID
805-8683856146
Reported beneficial owners
30
Minimum commitment
$100K

Form ADV 759889 · Oct 3, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CORESTATES OPPORTUNISTIC INCOME FUND, LPReal Estate Fund · Last reported Nov 6, 2012$550KGross asset value

Form D fundraising filings

CoreStates Opportunistic Income Fund, LP

Fund administrator CORTLAND CAPITAL MARKET SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian DEUTSCHE BANK NATIONAL TRUST COMPANY SANTA ANA, California, United States Related to adviser: No
Custodian HARRIS BANK NA CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8256825057
Reported beneficial owners
2
Minimum commitment
$250K
Form D file number
021-145105

Form ADV 678583 · Nov 6, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 3, 2013. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1010 STONY HILL ROAD, SUITE 315
YARDLEY, PA, 19067, United States

CRD 137697

Filing source

Form ADV 759889 · Oct 3, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.