Form D · Hedge Fund

del Rey Institutional International Equity Portfolio, a portfolio of The del Rey Institutional Investment Trust

Los Angeles, CA · CIK 0001522109

Offering snapshot reported Jun 1, 2012 · SEC filing

Reported sold: $24.8M
Investors reported: 3
Minimum accepted: $5M
First sale: Jul 15, 2011

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 3

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 1, 2012	Amendment	$24,775,193	No comparison	3	SEC filing
Jun 1, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-160613

Source: Form D, filed Jun 1, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DEL REY INSTITUTIONAL INTERNATIONAL EQUITY PORTFOLIO, A PORTFOLIO OF THE DEL REY INSTITUTIONAL INVESTMENT TRUST

Investment adviser: DEL REY GLOBAL INVESTORS, LLC

Gross asset value: $21.9M
Beneficial owners: 2
ADV minimum commitment: $5M

Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP LOS ANGELES, California, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer NORTHERN LIGHTS CAPITAL GROUP DENVER, Colorado, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

NORTHERN LIGHTS CAPITAL GROUP
CRD 157976 · SEC 801-72415

Filing source

Form ADV 720580 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-3108547802

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Del Rey Global Investors, Llc	Promoter
Paul J. Hechmer	Executive
Gerald W. Wheeler	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

6701 Center Drive West Suite 655
Los Angeles, CA, 90045