Investment adviser · CRD 152872

DEL REY GLOBAL INVESTORS, LLC

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Nov 12, 2015

Regulatory AUM
$5.34M
Form ADV · Item 5.F
Client accounts
8
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DEL REY INSTITUTIONAL INTERNATIONAL EQUITY PORTFOLIO, A PORTFOLIO OF THE DEL REY INSTITUTIONAL INVESTMENT TRUSTOther Private Fund · Last reported Mar 28, 2013$21.9MGross asset value

Form D fundraising filings

del Rey Institutional International Equity Portfolio, a portfolio of The del Rey Institutional Investment Trust

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE, LLP LOS ANGELES, California, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer NORTHERN LIGHTS CAPITAL GROUP DENVER, Colorado, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

NORTHERN LIGHTS CAPITAL GROUP
CRD 157976 · SEC 801-72415

Fund details & source
Fund ID
805-3108547802
Reported beneficial owners
2
Minimum commitment
$5M
Form D file number
021-160613

Form ADV 720580 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 12, 2015. View historical filings

Reported services

Individual portfolio management

Compensation

Percentage of assets

Principal office

6701 CENTER DRIVE WEST, SUITE 655
LOS ANGELES, CA, 90045, United States

CRD 152872

Filing source

Form ADV 956302 · Nov 12, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.