Form D · Other Investment Fund

Polen DDJ Strategic Income Plus Fund, L.P.

Waltham, MA · CIK 0001491013

Offering snapshot reported May 30, 2024 · SEC filing

Reported sold
$82M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$41M$82MMay 28, 2021: $69,510,000.00May 28, 2021May 26, 2022: $82,010,000.00May 26, 2022Jun 29, 2023: $82,010,000.00Jun 29, 2023May 30, 2024: $82,010,000.00May 30, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 30, 2024Amendment$82,010,000$0vs Jun 29, 202319SEC filing
Jun 29, 2023Amendment$82,010,000$0vs May 26, 202219SEC filing
May 26, 2022Amendment$82,010,000$12,500,000vs May 28, 202119SEC filing
May 28, 2021Amendment$69,510,000No comparisonNot reportedSEC filing
May 28, 2020Amendment$21,665,000-$10,000,000vs May 28, 20196SEC filing
May 28, 2019Amendment$31,665,000-$2,015,000vs May 31, 20187SEC filing
May 31, 2018Amendment$33,680,000$460,000vs May 30, 20178SEC filing
May 30, 2017Amendment$33,220,000-$1,800,000vs May 24, 20166SEC filing
May 24, 2016Amendment$35,020,000-$1,600,000vs May 29, 20156SEC filing
May 29, 2015Amendment$36,620,000-$950,000vs May 28, 20149SEC filing
May 28, 2014Amendment$37,570,000$975,000vs Jun 3, 20139SEC filing
Jun 3, 2013Amendment$36,595,000-$23,080,000vs Jun 14, 20129SEC filing
Jun 14, 2012Amendment$59,675,000$1,125,000vs Jun 17, 201114SEC filing
Jun 17, 2011Amendment$58,550,000$2,550,000vs Jun 15, 201010SEC filing
Jun 15, 2010Initial$56,000,000No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-143524
Total Amount Sold reflects the value of interests sold since 2010. A significant portion of LP interests have been redeemed since such date.

Source: Form D, filed May 30, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POLEN DDJ STRATEGIC INCOME PLUS FUND, L.P.

Investment adviser: POLEN CAPITAL CREDIT, LLC

Gross asset value
$0
Beneficial owners
8
ADV minimum commitment
$5M

Reported in Form ADV on Apr 30, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator US BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE, LLP BOSTON, Massachusetts, United States
Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE, LLP
PCAOB 34

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

Filing source

Form ADV 1872462 · Apr 30, 2024 · Schedule D 7.B.(1), fund 805-4054601897

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Investment Manager Ddj Capital Management, Llc Promoter
General Partner Ddj/Gp Distressed And Special Situations, Llc Promoter
General Partner Ddj/Gp Strategic Income Plus, Llc Promoter
Investment Manager Polen Capital Credit, Llc Promoter
General Partner Polen/Gp Strategic Income Plus, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Polen Capital Credit, Llc 1075 Main Street, Suite 320
Waltham, MA, 02451