Form D · Other Investment Fund

DDJ Institutional High Yield Fund L.P.

Waltham, MA · CIK 0001546661

Offering snapshot reported Apr 29, 2015 · SEC filing

Reported sold
$7.44M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.72M$7.44MMay 2, 2012: $4,685,000.00May 2, 2012May 2, 2013: $7,335,000.00May 2, 2013May 5, 2014: $7,435,000.00May 5, 2014Apr 29, 2015: $7,435,000.00Apr 29, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors13 → 12

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 29, 2015Amendment$7,435,000$0vs May 5, 201412SEC filing
May 5, 2014Amendment$7,435,000$100,000vs May 2, 201313SEC filing
May 2, 2013Amendment$7,335,000$2,650,000vs May 2, 201213SEC filing
May 2, 2012Initial$4,685,000No comparison14SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-177555
"Total Amount Sold" is a net amount after giving effect to certain redemptions.

Source: Form D, filed Apr 29, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DDJ INSTITUTIONAL HIGH YIELD FUND, L.P.

Investment adviser: POLEN CAPITAL CREDIT, LLC

Gross asset value
$8.48M
Beneficial owners
13
ADV minimum commitment
$5M

Reported in Form ADV on Mar 26, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP NEW YORK, New York, United States
Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 871066 · Mar 26, 2015 · Schedule D 7.B.(1), fund 805-6950265056

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Investment Manager Ddj Capital Management, Llc Promoter
General Partner Ddj/Gp Insititutional High Yield, Llc Promoter
General Partner Ddj/Gp Institutional High Yield, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ddj Capital Management, Llc 130 Turner St., Bldg. 3, Suite 600
Waltham, MA, 02453