Form D · Hedge Fund

DAFNA Fund LP

Los Angeles, CA · CIK 0001407156

Offering snapshot reported Mar 30, 2026 · SEC filing

Reported sold
$279M
Indefinite offering
Investors reported
44
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$201M$402MMar 12, 2010: $92,473,618.00Mar 12, 2010May 20, 2011: $93,490,268.00Mar 26, 2012: $93,590,268.00Mar 22, 2013: $101,700,174.00Mar 25, 2014: $119,731,289.00Mar 20, 2015: $134,094,565.00Mar 28, 2016: $150,411,320.00Mar 30, 2017: $162,306,689.00Mar 28, 2018: $181,865,816.00Mar 28, 2019: $220,316,864.00Mar 30, 2020: $296,198,918.00Mar 30, 2021: $307,986,619.00Mar 30, 2021: $154,839,440.00Mar 30, 2022: $382,618,437.00Mar 30, 2022: $278,776,365.00Mar 30, 2023: $393,085,377.00Mar 30, 2023: $278,776,365.00Mar 27, 2024: $393,526,346.00Mar 27, 2024: $278,776,365.00Mar 28, 2025: $395,538,938.00Mar 28, 2025: $278,776,365.00Mar 30, 2026: $401,738,048.00Mar 30, 2026: $278,776,365.00Mar 30, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$296,198,918 → $278,776,365
  • Reported investors151 → 44

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 30, 2026Amendment$278,776,365-$17,422,553vs Mar 30, 202044SEC filing
Mar 30, 2026Amendment$401,738,048$105,539,130vs Mar 30, 2020188SEC filing
Mar 28, 2025Amendment$278,776,365-$17,422,553vs Mar 30, 202044SEC filing
Mar 28, 2025Amendment$395,538,938$99,340,020vs Mar 30, 2020187SEC filing
Mar 27, 2024Amendment$393,526,346$97,327,428vs Mar 30, 2020185SEC filing
Mar 27, 2024Amendment$278,776,365-$17,422,553vs Mar 30, 202044SEC filing
Mar 30, 2023Amendment$278,776,365-$17,422,553vs Mar 30, 202044SEC filing
Mar 30, 2023Amendment$393,085,377$96,886,459vs Mar 30, 2020183SEC filing
Mar 30, 2022Amendment$278,776,365-$17,422,553vs Mar 30, 202044SEC filing
Mar 30, 2022Amendment$382,618,437$86,419,519vs Mar 30, 2020178SEC filing
Mar 30, 2021Amendment$154,839,440-$141,359,478vs Mar 30, 202036SEC filing
Mar 30, 2021Amendment$307,986,619$11,787,701vs Mar 30, 2020157SEC filing
Mar 30, 2020Amendment$154,839,440$28,718,142vs Mar 28, 201636SEC filing
Mar 30, 2020Amendment$296,198,918$145,787,598vs Mar 28, 2016151SEC filing
Mar 28, 2019Amendment$150,735,128$24,613,830vs Mar 28, 201636SEC filing
Mar 28, 2019Amendment$220,316,864$69,905,544vs Mar 28, 2016139SEC filing
Mar 28, 2018Amendment$88,482,070$0vs Mar 28, 201633SEC filing
Mar 28, 2018Amendment$181,865,816$31,454,496vs Mar 28, 2016123SEC filing
Mar 28, 2018Amendment$145,589,453$19,468,155vs Mar 28, 201635SEC filing
Mar 30, 2017Amendment$162,306,689$11,895,369vs Mar 28, 2016107SEC filing
Mar 30, 2017Amendment$143,213,565$17,092,267vs Mar 28, 201635SEC filing
Mar 30, 2017Amendment$88,482,070$0vs Mar 28, 201633SEC filing
Mar 28, 2016Amendment$126,121,298$22,041,505vs Mar 26, 201235SEC filing
Mar 28, 2016Amendment$150,411,320$56,821,052vs Mar 26, 2012101SEC filing
Mar 28, 2016Amendment$88,482,070$17,708,094vs Mar 26, 201233SEC filing
Mar 20, 2015Amendment$134,094,565$40,504,297vs Mar 26, 201297SEC filing
Mar 20, 2015Amendment$122,681,101$18,601,308vs Mar 26, 201235SEC filing
Mar 20, 2015Amendment$88,482,070$17,708,094vs Mar 26, 201233SEC filing
Mar 25, 2014Amendment$122,374,684$18,294,891vs Mar 26, 201233SEC filing
Mar 25, 2014Amendment$88,084,397$17,310,421vs Mar 26, 201233SEC filing
Mar 25, 2014Amendment$119,731,289$26,141,021vs Mar 26, 201293SEC filing
Mar 22, 2013Amendment$101,700,174$8,109,906vs Mar 26, 201281SEC filing
Mar 22, 2013Amendment$116,970,052$12,890,259vs Mar 26, 201230SEC filing
Mar 22, 2013Amendment$84,964,828$14,190,852vs Mar 26, 201230SEC filing
Mar 26, 2012Amendment$104,079,793$4,372,233vs May 20, 201126SEC filing
Mar 26, 2012Amendment$70,773,976$0vs May 20, 201128SEC filing
Mar 26, 2012Amendment$93,590,268$100,000vs May 20, 201177SEC filing
May 20, 2011Amendment$70,773,976$0vs Mar 12, 201028SEC filing
May 20, 2011Amendment$99,707,560$426,650vs Mar 12, 201020SEC filing
May 20, 2011Amendment$93,490,268$1,016,650vs Mar 12, 201076SEC filing
Mar 12, 2010Initial$70,773,976No comparison28SEC filing
Mar 12, 2010Initial$92,473,618No comparison74SEC filing
Mar 12, 2010Initial$99,280,910No comparison18SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-106181
This Form D only reports sales for Series C limited partnership interests.
Series C limited partnership interests.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
SDDCO Brokerage Advisors LLC153563SDDCO Brokerage Advisors LLC · CRD 153563
IDB Capital Corp106032IDB Capital Corp · CRD 106032

Source: Form D, filed Mar 30, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DAFNA FUND, L.P. SERIES C

Investment adviser: DAFNA CAPITAL MANAGEMENT, LLC

Gross asset value
$170M
Beneficial owners
21
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP LOS ANGELES, California, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer IDB CAPITAL CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG, LLP
PCAOB 185

JEFFERIES LLC
SEC 8-15074

IDB CAPITAL CORP.
CRD 106032 · SEC 8-53000

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 2074147 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-6659495318

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nathan Fischel Executive
Fariba Ghodsian Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10990 Wilshire Blvd Suite 1400
Los Angeles, CA, 90024