Investment adviser · CRD 129053
DAFNA CAPITAL MANAGEMENT, LLC
Investment adviser filing (IA)
LOS ANGELES, CA, United States · Form ADV filed Mar 30, 2026
- Regulatory AUM
- $645M Form ADV · Item 5.F
- Client accounts
- 4 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 4 | $645,210,327 | 100.0% |
Filing source
Form ADV 2074147 · Mar 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
3 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
DAFNA LIFESCIENCE, L.P.Hedge Fund · Last reported Mar 30, 2026$432MGross asset value
Feeder funds
- DAFNA FUND, L.P. SERIES A
- DAFNA INTERNATIONAL FUND LTD. CLASS A
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG, LLP
PCAOB 185
JEFFERIES LLC
SEC 8-15074
PERSHING LLC
SEC 8-17574
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-8416910955
- Reported beneficial owners
- 3
- Minimum commitment
- $1M
Form ADV 2074147 · Mar 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
DAFNA LIFESCIENCE SELECT, L.P.Hedge Fund · Last reported Mar 30, 2026$214MGross asset value
Feeder funds
- DAFNA FUND, L.P. SERIES C
- DAFNA INTERNATIONAL FUND LTD. CLASS C
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG, LLP
PCAOB 185
JEFFERIES LLC
SEC 8-15074
PERSHING LLC
SEC 8-17574
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-1462572720
- Reported beneficial owners
- 3
- Minimum commitment
- $1M
Form ADV 2074147 · Mar 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
DAFNA LIFESCIENCE MARKET NEUTRAL, L.P.Hedge Fund · Last reported Oct 25, 2018$460KGross asset value
Feeder funds
- DAFNA FUND, L.P. SERIES B
- DAFNA INTERNATIONAL FUND LTD. CLASS B
Provider details
- Annual audit
- No
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BNP PARIBAS SECURITIES CORP.
SEC 8-32682
BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682
Fund details & source
- Fund ID
- 805-1788565144
- Reported beneficial owners
- 2
- Minimum commitment
- $1M
Form ADV 1247836 · Oct 25, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 30, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
10990 WILSHIRE BOULEVARD, SUITE 1400LOS ANGELES, CA, 90024, United States
CRD 129053
Filing source
Form ADV 2074147 · Mar 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.