Form D · Other Investment Fund

CSP - A1 Capital, LLC

Charlotte, NC · CIK 0001503118

Offering snapshot reported Oct 20, 2010 · SEC filing

Reported sold
$50M
Offering amount: $50M
Investors reported
3
Form D · investor count
Minimum accepted
$1.25M
Reported outside-investor minimum
First sale
Oct 12, 2010
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 20, 2010Initial$50,000,000No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-149356

Source: Form D, filed Oct 20, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CSP-A1 CAPITAL LLC

Investment adviser: CAPITALA INVESTMENT ADVISORS, LLC

Gross asset value
$1.26M
Beneficial owners
3
ADV minimum commitment
$1.25M

Reported in Form ADV on Nov 1, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian PARK STERLING BANK CHARLOTTE, North Carolina, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 764426 · Nov 1, 2013 · Schedule D 7.B.(1), fund 805-4077138498

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph B. Alala, Iii Executive
N/A Csp International Side Car I, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4201 Congress Street Suite 360
Charlotte, NC, 28209