Investment adviser · CRD 166301
CAPITALA INVESTMENT ADVISORS, LLC
Investment adviser filing (IA)
CHARLOTTE, NC, United States · Form ADV filed Mar 23, 2021
- Regulatory AUM
- $347M Form ADV · Item 5.F
- Client accounts
- 2 Accounts, not individual clients
- Employees
- 22 Reported in this filing
- Advisory professionals
- 21 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Business development companies | 1 | $327,997,000 | 94.6% |
| Pooled investment vehicles | 1 | $18,593,000 | 5.4% |
Filing source
Form ADV 1515732 · Mar 23, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
7 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
CAPITALSOUTH PARTNERS FUND III, L.P.Private Equity Fund · Last reported Mar 23, 2021$18.6MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ELLIOTT DAVIS PLLC
PCAOB 149
Fund details & source
- Fund ID
- 805-8722960577
- Reported beneficial owners
- 97
- Minimum commitment
- $50K
- Form D file number
- 021-112751
Form ADV 1515732 · Mar 23, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAPITALSOUTH SBIC FUND IV, L.P.Private Equity Fund · Last reported Mar 30, 2016$102MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-5456606573
- Reported beneficial owners
- 50
- Minimum commitment
- $1M
- Form D file number
- 021-194475
Form ADV 995164 · Mar 30, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAPITALSOUTH SBIC FUND IV, L.P.Other Private Fund · Last reported Jan 2, 2015$23MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-3601003603
- Reported beneficial owners
- 102
- Minimum commitment
- $100K
- Form D file number
- 021-194475
Form ADV 857324 · Jan 2, 2015 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAPITALSOUTH PARTNERS FUND III, L.P.Private Equity Fund · Last reported May 16, 2017$22.8MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-1018733729
- Reported beneficial owners
- 97
- Minimum commitment
- $50K
- Form D file number
- 021-112751
Form ADV 1115969 · May 16, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAPITALSOUTH PARTNERS FLORIDA SIDECAR FUND I LPPrivate Equity Fund · Last reported Nov 1, 2013$1.8MGross asset value
Form D fundraising filings
CAPITALSOUTH PARTNERS FLORIDA SIDECAR FUND I, L.P.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-9296338581
- Reported beneficial owners
- 2
- Minimum commitment
- $2.5M
- Form D file number
- 021-144628
Form ADV 764426 · Nov 1, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CSP-A1 CAPITAL LLCPrivate Equity Fund · Last reported Nov 1, 2013$1.26MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-4077138498
- Reported beneficial owners
- 3
- Minimum commitment
- $1.25M
- Form D file number
- 021-149356
Form ADV 764426 · Nov 1, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAPITALSOUTH PARTNERS FUND I LIMITED PARTNERSHIPPrivate Equity Fund · Last reported Jan 2, 2015$583KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-8865109997
- Reported beneficial owners
- 33
- Minimum commitment
- $15K
Form ADV 857324 · Jan 2, 2015 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 23, 2021. View historical filings
Reported services
Investment company portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
4201 CONGRESS STREET, SUITE 360CHARLOTTE, NC, 28209, United States
CRD 166301
Filing source
Form ADV 1515732 · Mar 23, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.