Form D · Hedge Fund

Core Global Equity Fund LLC

New York, NY · CIK 0001468521

Offering snapshot reported Mar 5, 2014 · SEC filing

Reported sold
$562M
Indefinite offering
Investors reported
60
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Oct 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$281M$562MJul 23, 2009: $408,158,987.00Jul 23, 2009Mar 3, 2011: $525,574,478.00Mar 3, 2011Mar 5, 2012: $556,735,478.00Mar 5, 2012Mar 5, 2013: $562,140,478.00Mar 5, 2013Mar 5, 2014: $562,140,478.00Mar 5, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 5, 2014Amendment$562,140,478$0vs Mar 5, 201360SEC filing
Mar 5, 2013Amendment$562,140,478$5,405,000vs Mar 5, 201260SEC filing
Mar 5, 2012Amendment$556,735,478$31,161,000vs Mar 3, 201158SEC filing
Mar 3, 2011Amendment$525,574,478$117,415,491vs Jul 23, 200948SEC filing
Jul 23, 2009Initial$408,158,987No comparison28SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$7.03M (estimated)
Finders' fees
$0
Form D file number
021-133051
Estimated maximum aggregate sales commission to be paid to the selling agents. The sales commission to be deducted from the subscription amount varies from 0.55% to 1.25% based on the investor's cumulative investment under management and tiered.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Mar 5, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CORE GLOBAL EQUITY FUND LLC

Investment adviser: MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC

Gross asset value
$111M
Beneficial owners
36
ADV minimum commitment
$100K

Reported in Form ADV on Aug 19, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON INVESTMENT SERVICING (US) INC. WILMINGTON, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 752189 · Aug 19, 2013 · Schedule D 7.B.(1), fund 805-2532206080

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Louis Costabile Director, Executive
Justin C Ferri Director, Executive
Keith D. Glenfield Director, Executive
Thomas Lee Executive
N/A Merrill Lynch Alternative Investments Llc Promoter
N/A Merrill Lynch Alternative Investments Llc ("Mlai") Executive
Deann D. Morgan Director, Executive
Paul Morton Executive
Colleen Rose Rusch Director, Executive
Steven Lawrence Suss Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Mlai, 4 World Financial Center 250 Vesey Street, 11th Floor
New York, NY, 10080