Investment adviser · CRD 105067

MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 6, 2019

Regulatory AUM: $93.3M
Client accounts: 6
Employees: 188
Advisory professionals: 33

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	6	$93,264,650	100.0%

Filing source

Form ADV 1286200 · Mar 6, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

EXCELSIOR PRIVATE EQUITY DIRECT, LP - BAIN CAPITAL 2007Private Equity Fund · Last reported Mar 6, 2019$53.5MGross asset value

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSE COOPERS
PCAOB 238

Fund details & source

Fund ID: 805-1324055760
Reported beneficial owners: 128
Minimum commitment: $250K
Form D file number: 021-93569

Form ADV 1286200 · Mar 6, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EXCELSIOR ALTERNATIVE INVESTMENT SOLUTIONS, LLC: CERBERUS INSTITUTIONAL PARTNERS IV (MF)Private Equity Fund · Last reported Mar 6, 2019$33.1MGross asset value

Feeder funds

EXCELSIOR PRIVATE FUND SOLUTIONS, LLC: CERBERUS INSTITUTIONAL PARTNERS IV

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSE COOPERS
PCAOB 238

Fund details & source

Fund ID: 805-6193546310
Reported beneficial owners: 165
Minimum commitment: $250K
Form D file number: 021-96596

Form ADV 1286200 · Mar 6, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EXCELSIOR PRIVATE EQUITY DIRECT, LP - BLACKSTONE CAPITAL 2006Private Equity Fund · Last reported Mar 6, 2019$13.9MGross asset value

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSE COOPERS
PCAOB 238

Fund details & source

Fund ID: 805-8917479244
Reported beneficial owners: 46
Minimum commitment: $500K
Form D file number: 021-93569

Form ADV 1286200 · Mar 6, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EXCELSIOR PRIVATE EQUITY DIRECT, LP - PROV GLOBAL 2007Private Equity Fund · Last reported Mar 6, 2019$11.8MGross asset value

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSE COOPERS
PCAOB 238

Fund details & source

Fund ID: 805-4246655549
Reported beneficial owners: 27
Minimum commitment: $250K
Form D file number: 021-93569

Form ADV 1286200 · Mar 6, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EXCELSIOR PRIVATE EQUITY DIRECT, LP - BAIN CAPITAL 2006Private Equity Fund · Last reported Mar 6, 2019$4.52MGross asset value

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSE COOPERS
PCAOB 238

Fund details & source

Fund ID: 805-5184950166
Reported beneficial owners: 29
Minimum commitment: $500K
Form D file number: 021-93569

Form ADV 1286200 · Mar 6, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BA PARTNERS FUND V BUYOUT, MASTER FUND LLCPrivate Equity Fund · Last reported Jan 14, 2016$222MGross asset value

Feeder funds

BA PARTNERS FUND V BLEND, LP
BA PARTNERS FUND V BLEND, LTD
BA PARTNERS FUND V BUYOUT, LP

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS BOSTON, Massachusetts, United States

Custodian BANK OF NEW YORK MELLON, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7004290247
Reported beneficial owners: 313
Minimum commitment: $500K

Form ADV 968776 · Jan 14, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BA PARTNERS FUND VI BLEND LPPrivate Equity Fund · Last reported Jan 14, 2016$161MGross asset value

Form D fundraising filings

BA PARTNERS FUND VI - PE BLEND LP

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS BOSTON, Massachusetts, United States

Custodian BANK OF NEW YORK MELLON, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8942263588
Reported beneficial owners: 102
Minimum commitment: $250K
Form D file number: 021-128547

Form ADV 968776 · Jan 14, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 6, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

60 EAST 42ND STREET, 26TH FLOOR
NEW YORK, NY, 10165, United States

CRD 105067

Filing source

Form ADV 1286200 · Mar 6, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.