Form D · Hedge Fund

Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · CIK 0001468370

Offering snapshot reported Jun 15, 2018 · SEC filing

Reported sold
$99.8M
Indefinite offering
Investors reported
257
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Sep 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$49.9M$99.8MJul 15, 2009Apr 13, 2010: $6,168,390.00Nov 9, 2010: $6,168,390.00Nov 1, 2011: $37,313,798.00Nov 1, 2012: $64,602,156.00Nov 1, 2013: $83,533,006.00Nov 14, 2014: $88,699,088.00Nov 2, 2015: $94,055,588.00Jun 20, 2017: $94,055,588.00Jun 15, 2018: $99,758,588.00Jun 15, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$94,055,588 → $99,758,588
  • Reported investors242 → 257

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 15, 2018Amendment$99,758,588$5,703,000vs Jun 20, 2017257SEC filing
Jun 20, 2017Amendment$94,055,588$0vs Nov 2, 2015242SEC filing
Nov 2, 2015Amendment$94,055,588$5,356,500vs Nov 14, 2014242SEC filing
Nov 14, 2014Amendment$88,699,088$5,166,082vs Nov 1, 2013231SEC filing
Nov 1, 2013Amendment$83,533,006$18,930,850vs Nov 1, 2012187SEC filing
Nov 1, 2012Amendment$64,602,156No comparison138SEC filing
Nov 1, 2011Amendment$37,313,798No comparison98SEC filing
Nov 9, 2010Amendment$6,168,390No comparison20SEC filing
Apr 13, 2010Amendment$6,168,390No comparison20SEC filing
Jul 15, 2009InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$115K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-132787

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Advisors, LLC19616

Source: Form D, filed Jun 15, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CORBIN PINEHURST INSTITUTIONAL ASP FUND

Investment adviser: WELLS FARGO INVESTMENT INSTITUTE, INC.

Gross asset value
$45.6M
Beneficial owners
0
ADV minimum commitment
$100K

Reported in Form ADV on Feb 28, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP BOSTON, Massachusetts, United States
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG, LLP
PCAOB 185

Filing source

Form ADV 1385518 · Feb 28, 2020 · Schedule D 7.B.(1), fund 805-6976168813

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Alternative Strategies Group, Inc. Promoter
James F. Angelos Executive
Phil Bancroft Executive
Sheelpa P. Brown Executive
Lu Chang Executive
Robert Coltrin Executive
Rob Coltrin Executive
Barbara Curry Executive
Jerry De Berry Executive
Doretta Dunegan Executive
Dean A. Junkans Director
Michael H. Koonce Executive
Anil Kumar Executive
Lloyd Lipsett Executive
Daniel J. Mavico Executive
Aprille M. Mitchell Executive
Matthew C. Moss Executive
W. Douglas Munn Director
Yukari Nakano Director, Executive
Sean Nicolosi Executive
Kevin Ouellette Executive
Britta Perkio Patterson Executive
Michael Roman Executive
Elizabeth Stallings Executive
James W. Sweetman Executive
Adam I. Taback Executive
Brian Veverka Executive
N/A Wells Fargo Investment Institute, Inc. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Wells Fargo Investment Institute, Inc. 401 S. Tryon Street
Charlotte, NC, 28202