Form D · Other Investment Fund
Copper Rock International Small Cap Fund
Boston, MA · CIK 0001503048
Offering snapshot reported Jun 26, 2020 · SEC filing
- Reported sold
- $1.18B Indefinite offering
- Investors reported
- 31 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 30, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,149,816,332 → $1,177,752,035
- Reported investors60 → 31
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 26, 2020 | Amendment | $1,177,752,035 | $27,935,703vs Aug 2, 2018 | 31 | SEC filing |
| Aug 2, 2018 | Amendment | $1,149,816,332 | $4,775,000vs Jul 31, 2017 | 60 | SEC filing |
| Jul 31, 2017 | Amendment | $1,145,041,332 | $156,171,500vs Jul 28, 2016 | 71 | SEC filing |
| Jul 28, 2016 | Amendment | $988,869,832 | $638,541,307vs Aug 3, 2015 | 69 | SEC filing |
| Aug 3, 2015 | Amendment | $350,328,525 | $36,149,453vs Aug 1, 2014 | 22 | SEC filing |
| Aug 1, 2014 | Amendment | $314,179,072 | $140,879,226vs Jul 22, 2013 | 16 | SEC filing |
| Jul 22, 2013 | Initial | $173,299,846 | No comparison | 9 | SEC filing |
| Feb 8, 2013 | Amendment | $43,800,000 | $0vs Oct 12, 2012 | 7 | SEC filing |
| Oct 12, 2012 | Amendment | $43,800,000 | $2,800,000vs Oct 12, 2011 | 7 | SEC filing |
| Oct 12, 2011 | Amendment | $41,000,000 | $2,000,000vs Jan 27, 2011 | 3 | SEC filing |
| Jan 27, 2011 | Amendment | $39,000,000 | $19,000,000vs Oct 14, 2010 | 2 | SEC filing |
| Oct 14, 2010 | Initial | $20,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-199998
Source: Form D, filed Jun 26, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
COPPER ROCK INTERNATIONAL SMALL CAP FUND
Investment adviser: COPPER ROCK CAPITAL PARTNERS LLC
- Gross asset value
- $670M
- Beneficial owners
- 58
- ADV minimum commitment
- $1M
Reported in Form ADV on Nov 12, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICE WATERHOUSECOOPERS LLP
PCAOB 238
Filing source
Form ADV 1467430 · Nov 12, 2020 · Schedule D 7.B.(1), fund 805-8397010606
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stephen H. Belgrad | Director, Executive |
| Brian Dillon | Executive |
| Neal Garvey | Executive |
| Linda T. Gibson | Director |
| Joan R. Gulinello | Executive |
| Mary J. Kirby | Director |
| Karen F. Kupferberg | Director |
| Vincent Manning | Executive |
| Eric L. Marhoun | Director |
| Thomas M. Mc Clain | Executive |
| Robert D. Mc Dorman, Jr. | Director |
| Thomas M. Mc Lain | Executive |
| Kathy Nicholl | Executive |
| N/A Old Mutual Asset Management Trust Co | Promoter |
| Robert E. Patterson | Director |
| Ruth E. Paul | Executive |
| Suren S. Rana | Director, Executive |
| Peter L. Rollins | Director |
| Stephen T. Scott | Director |
| David H. Smith | Director |
| Virginia M. Turner | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02116