Investment adviser · CRD 134176

COPPER ROCK CAPITAL PARTNERS

Investment adviser filing (IA)

COPPER ROCK CAPITAL PARTNERS LLC

BOSTON, MA, United States · Form ADV filed Nov 12, 2020

Regulatory AUM: $3.88B
Client accounts: 28
Employees: 20
Advisory professionals: 9

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Retirement plans	14	$1,958,675,626	50.5%
Investment companies	7	$678,994,656	17.5%
Government entities	4	$675,567,653	17.4%
Pooled investment vehicles	3	$565,185,232	14.6%

Filing source

Form ADV 1467430 · Nov 12, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

COPPER ROCK INTERNATIONAL SMALL CAP FUNDOther Private Fund · Last reported Nov 12, 2020$670MGross asset value

Form D fundraising filings

Copper Rock International Small Cap Fund

Fund administrator NORTHEAST RETIREMENT SERVICES WOBURN, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICE WATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian THE BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICE WATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-8397010606
Reported beneficial owners: 58
Minimum commitment: $1M
Form D file number: 021-149045

Form ADV 1467430 · Nov 12, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COPPER ROCK GLOBAL SMALL CAP FUNDOther Private Fund · Last reported Nov 12, 2020$390MGross asset value

Fund administrator EQUITY TRUSTEES LIMITED MELBOURNE, Australia Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor KPMG SYDNEY, Australia

Custodian STATE STREET BANK AUSTRALIA MELBOURNE, Australia Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1020

Fund details & source

Fund ID: 805-8976963423
Reported beneficial owners: 11
Minimum commitment: $1M

Form ADV 1467430 · Nov 12, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COPPER ROCK EMERGING MARKETS SMALL CAP EQUITY FUNDOther Private Fund · Last reported Nov 12, 2020$77.4MGross asset value

Fund administrator NORTHEAST RETIREMENT SERVICES WOBURN, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS LP BOSTON, Massachusetts, United States

Custodian THE BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSE COOPERS LP
PCAOB 238

Fund details & source

Fund ID: 805-6879550873
Reported beneficial owners: 14
Minimum commitment: $1M

Form ADV 1467430 · Nov 12, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COPPER ROCK SMALL CAP GROWTH FUNDOther Private Fund · Last reported Sep 23, 2013$1.06MGross asset value

Form D fundraising filings

Copper Rock Small Cap Growth Fund

Fund administrator OLD MUTUAL ASSET MANAGEMENT TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: Yes

Auditor PRICE WATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian THE BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7254937911
Reported beneficial owners: 1
Minimum commitment: $1M
Form D file number: 021-104956

Form ADV 757853 · Sep 23, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 12, 2020. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

200 CLARENDON STREET, 51ST FLOOR
BOSTON, MA, 02116, United States

CRD 134176

Filing source

Form ADV 1467430 · Nov 12, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.