Form D · Hedge Fund

CONSTELLATION FUTURES FUND LLC

Southport, CT · CIK 0001343253

Offering snapshot reported Apr 28, 2014 · SEC filing

Reported sold
$1.98M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$225K
Reported outside-investor minimum
First sale
Jul 31, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.14M$6.28MOct 31, 2005May 3, 2011: $6,280,000.00May 3, 2011Jun 25, 2012: $4,465,901.00Apr 30, 2013: $4,465,901.00Apr 28, 2014: $1,980,601.00Apr 28, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,465,901 → $1,980,601
  • Reported investors11 → 5
  • Minimum accepted$250,000 → $225,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 28, 2014Amendment$1,980,601-$2,485,300vs Apr 30, 20135SEC filing
Apr 30, 2013Amendment$4,465,901$0vs Jun 25, 201211SEC filing
Jun 25, 2012Amendment$4,465,901-$1,814,099vs May 3, 201111SEC filing
May 3, 2011Amendment$6,280,000No comparison13SEC filing
Oct 31, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-82755

Source: Form D, filed Apr 28, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CONSTELLATION FUTURES FUND, LLC

Investment adviser: ARGOSY ASSET MANAGEMENT, LLC

Gross asset value
$6M
Beneficial owners
12
ADV minimum commitment
$250K

Reported in Form ADV on Jun 26, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MICHAEL J. LICCAR & CO. CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ACSB & CO., LLP ISELIN, New Jersey, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Filing source

Form ADV 655955 · Jun 26, 2012 · Schedule D 7.B.(1), fund 805-4806712157

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeffrey Hendrickson Executive
Steve Staunton Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
49 John St
Southport, CT, 06890