Investment adviser · CRD 129016

ARGOSY ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

SOUTHPORT, CT, United States · Form ADV filed Jun 26, 2012

Regulatory AUM
$43.3M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CONSTELLATION FUTURES FUND, LLCHedge Fund · Last reported Jun 26, 2012$6MGross asset value

Form D fundraising filings

CONSTELLATION FUTURES FUND LLC

Fund administrator MICHAEL J. LICCAR & CO. CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ACSB & CO., LLP ISELIN, New Jersey, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-4806712157
Reported beneficial owners
12
Minimum commitment
$250K
Form D file number
021-82755

Form ADV 655955 · Jun 26, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 26, 2012. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

49 JOHN STREET
SOUTHPORT, CT, 06890, United States

CRD 129016

Filing source

Form ADV 655955 · Jun 26, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.