Form D · Hedge Fund

Cleveland Capital, L.P.

Rocky River, OH · CIK 0001035648

Offering snapshot reported Sep 11, 2026 · SEC filing

Reported sold
$41.6M
Indefinite offering
Investors reported
135
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 1997
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20.8M$41.6MSep 12, 2025: $40,452,676.00Sep 12, 2025Sep 11, 2026: $41,575,676.00Sep 11, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$40,452,676 → $41,575,676

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 11, 2026Amendment$41,575,676$1,123,000vs Sep 12, 2025135SEC filing
Sep 12, 2025Amendment$40,452,676No comparisonNot reportedSEC filing
Sep 12, 2024Amendment$39,492,676$0vs Sep 12, 2023128SEC filing
Sep 12, 2023Amendment$39,492,676$570,000vs Sep 14, 2022128SEC filing
Sep 14, 2022Amendment$38,922,676$2,545,000vs Sep 15, 2021127SEC filing
Sep 15, 2021Amendment$36,377,676No comparisonNot reportedSEC filing
Sep 17, 2020Amendment$34,282,676$575,000vs Sep 18, 2019109SEC filing
Sep 18, 2019Amendment$33,707,676$476,816vs Sep 18, 2018106SEC filing
Sep 18, 2018Amendment$33,230,860$1,015,457vs Sep 18, 2017105SEC filing
Sep 18, 2017Amendment$32,215,403$3,704,000vs Sep 14, 2016101SEC filing
Sep 14, 2016Amendment$28,511,403$2,840,000vs Sep 16, 201595SEC filing
Sep 16, 2015Amendment$25,671,403$1,125,000vs Sep 25, 201493SEC filing
Sep 25, 2014Amendment$24,546,403$5,426,329vs Sep 25, 201389SEC filing
Sep 25, 2013Amendment$19,120,074$7,234,379vs Sep 27, 201274SEC filing
Sep 27, 2012Amendment$11,885,695$2,185,477vs Sep 19, 201157SEC filing
Sep 19, 2011Amendment$9,700,218$1,412,415vs Sep 22, 201051SEC filing
Sep 22, 2010Amendment$8,287,803$475,000vs Mar 16, 201041SEC filing
Mar 16, 2010Initial$7,812,803No comparison39SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$15K (estimated)
Form D file number
021-139652
The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the General Partner (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Thomas A. Yako003002163McDonald Partners, LLC · CRD 000135414
Rehmann Financial Network, LLC000165027
CASCADE PARTNERS BD, LLC000148739
JOSEPH COX GRANZIER002390090Fortune Financial Services, Inc. · CRD 000006627
Springwater Advisors LLC000150034

Source: Form D, filed Sep 11, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CLEVELAND CAPITAL, L.P.

Investment adviser: CLEVELAND CAPITAL MANAGEMENT, L.L.C.

Gross asset value
$188M
Beneficial owners
85
ADV minimum commitment
$0

Reported in Form ADV on May 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OAK POINT FUND SERVICES AVON LAKE, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN & COMPANY CLEVELAND, Ohio, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Marketer SPRINGWATER ADVISORS, LLC CORPUS CHRISTI, Texas, United States Related to adviser: No
Prime broker CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker ROTH CAPITAL PARTNERS, LLC NEWPORT BEACH, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COHEN & COMPANY
PCAOB 925

INTERACTIVE BROKERS LLC
SEC 8-47257

SPRINGWATER ADVISORS, LLC
CRD 150034 · SEC 801-70064

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

ROTH CAPITAL PARTNERS, LLC
CRD 15407 · SEC 8-32129

Filing source

Form ADV 2101121 · May 4, 2026 · Schedule D 7.B.(1), fund 805-4655295920

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Cleveland Capital Management L.L.C. Executive
Cleveland Capital Management, L.L.C. Executive
Wade Massad Executive
John D. Shiry Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Cleveland Capital Management L.L.C. 1250 Linda Street, Suite 304
Rocky River, OH, 44116