Investment adviser · CRD 341686

CLEVELAND CAPITAL MANAGEMENT, L.L.C.

Investment adviser filing (IA)

ROCKY RIVER, OH, United States · Form ADV filed May 4, 2026

Regulatory AUM
$216M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles4$215,837,993100.0%
Filing source

Form ADV 2101121 · May 4, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CLEVELAND CAPITAL, L.P.Hedge Fund · Last reported May 4, 2026$188MGross asset value

Form D fundraising filings

Cleveland Capital, L.P.

Fund administrator OAK POINT FUND SERVICES AVON LAKE, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN & COMPANY CLEVELAND, Ohio, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Marketer SPRINGWATER ADVISORS, LLC CORPUS CHRISTI, Texas, United States Related to adviser: No
Prime broker CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker ROTH CAPITAL PARTNERS, LLC NEWPORT BEACH, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COHEN & COMPANY
PCAOB 925

INTERACTIVE BROKERS LLC
SEC 8-47257

SPRINGWATER ADVISORS, LLC
CRD 150034 · SEC 801-70064

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

ROTH CAPITAL PARTNERS, LLC
CRD 15407 · SEC 8-32129

Fund details & source
Fund ID
805-4655295920
Reported beneficial owners
85
Minimum commitment
$0
Form D file number
021-139652

Form ADV 2101121 · May 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCKY RIVER PARTNERS LPPrivate Equity Fund · Last reported May 4, 2026$21.6MGross asset value

Form D fundraising filings

Rocky River Partners, LP

Fund administrator OAK POINT FUND SERVICES AVON LAKE, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7011292718
Reported beneficial owners
40
Minimum commitment
$0
Form D file number
021-197956

Form ADV 2101121 · May 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCKY RIVER SPECIFIC OPPORTUNITIES FUND LLC - SERIES BPrivate Equity Fund · Last reported May 4, 2026$5.57MGross asset value

Form D fundraising filings

Rocky River Specific Opportunities Fund LLC-Series B

Fund administrator OAK POINT FUND SERVICES AVON LAKE, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8685772898
Reported beneficial owners
30
Minimum commitment
$0
Form D file number
021-548995

Form ADV 2101121 · May 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCKY RIVER SPECIFIC OPPORTUNITIES FUND LLC - SERIES APrivate Equity Fund · Last reported May 4, 2026$217KGross asset value

Form D fundraising filings

Series A of Rocky River Specific Opportunities Fund LLC

Fund administrator OAK POINT FUND SERVICES AVON LAKE, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Marketer SPRINGWATER ADVISORS, LLC CORPUS CHRISTI, Texas, United States Related to adviser: No
Prime broker ROTH CAPITAL PARTNERS, LLC NEWPORT BEACH, California, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

SPRINGWATER ADVISORS, LLC
CRD 150034 · SEC 801-70064

ROTH CAPITAL PARTNERS, LLC
CRD 15407 · SEC 8-32129

Fund details & source
Fund ID
805-2894173740
Reported beneficial owners
20
Minimum commitment
$0
Form D file number
021-329965

Form ADV 2101121 · May 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 4, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1250 LINDA ST, SUITE 304
ROCKY RIVER, OH, 44116, United States

CRD 341686

Filing source

Form ADV 2101121 · May 4, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.