Form D · Private Equity Fund

CIG Direct Strategies III LLC - Series 2

Palo Alto, CA · CIK 0001837323

Offering snapshot reported Dec 29, 2020 · SEC filing

Reported sold
$35M
Offering amount: $35M
Investors reported
6
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 14, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 29, 2020Initial$35,000,100No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-384638

Source: Form D, filed Dec 29, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CIG DIRECT STRATEGIES III, LLC - SERIES 2

Investment adviser: CAPRICORN INVESTMENT GROUP LLC

Gross asset value
$546M
Beneficial owners
7
ADV minimum commitment
$1M

Reported in Form ADV on Sep 18, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Filing source

Form ADV 2133316 · Sep 18, 2026 · Schedule D 7.B.(1), fund 805-5257099159

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Capricorn Investment Group, Llc Director
Dawnae Dodds Executive
Eric Techel Executive
Ion Yadigaroglu Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
250 University Avenue, Suite 300
Palo Alto, CA, 94301