Form D · Private Equity Fund

CIG Direct Strategies II LLC - Series 2

Palo Alto, CA · CIK 0001837325

Offering snapshot reported Dec 29, 2020 · SEC filing

Reported sold: $15M
Investors reported: 1
Minimum accepted: $0
First sale: Dec 15, 2020

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 29, 2020	Initial	$14,999,850	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-384634

Source: Form D, filed Dec 29, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CIG DIRECT STRATEGIES II, LLC - SERIES 2

Investment adviser: CAPRICORN INVESTMENT GROUP LLC

Gross asset value: $31.1M
Beneficial owners: 2
ADV minimum commitment: $1M

Reported in Form ADV on Nov 1, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG, LLP SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC SECURITIES COMPANY, LLC MENLO PARK, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG, LLP
PCAOB 185

FIRST REPUBLIC SECURITIES COMPANY, LLC
SEC 8-52973

Filing source

Form ADV 1685111 · Nov 1, 2022 · Schedule D 7.B.(1), fund 805-1450229050

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
CIG Direct Strategies II, LLC - Series 1	Jun 10, 2020	$30,000,000	1
CIG Direct Strategies II LLC - Series 2 (this fund)	Dec 29, 2020	$14,999,850	1
CIG Direct Strategies II LLC - Series 3	May 6, 2021	$15,000,000	1

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A N/A Capricorn Investment Group, Llc	Director
Dawnae Dodds	Executive
Eric Techel	Executive
Ion Yadigaroglu	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

250 University Avenue, Suite 300
Palo Alto, CA, 94301