Form D · Other Investment Fund

China Equity Fund

Greenville, DE · CIK 0001605157

Offering snapshot reported Apr 7, 2017 · SEC filing

Reported sold
$1K
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$500$1KApr 15, 2014: $1,000.00Apr 15, 2014Apr 8, 2015: $1,000.00Apr 8, 2015Apr 8, 2016: $1,000.00Apr 8, 2016Apr 7, 2017: $1,000.00Apr 7, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 7, 2017Amendment$1,000$0vs Apr 8, 20161SEC filing
Apr 8, 2016Amendment$1,000$0vs Apr 8, 20151SEC filing
Apr 8, 2015Amendment$1,000$0vs Apr 15, 20141SEC filing
Apr 15, 2014Initial$1,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-215578

Source: Form D, filed Apr 7, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CHINA EQUITY FUND

Investment adviser: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

Gross asset value
$679K
Beneficial owners
12
ADV minimum commitment
$5M

Reported in Form ADV on Jul 10, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON ASSET SERVICING EVERETT, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG PHILADELPHIA, Pennsylvania, United States
Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

Filing source

Form ADV 1228531 · Jul 10, 2018 · Schedule D 7.B.(1), fund 805-4006247693

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Delaware Trustee Bny Mellon Trust Of Delaware Director
N/A Bny Mellon Trust Of Delaware Director
Investment Manager City Of London Investment Management Company Limited Promoter
N/A City Of London Investment Management Company Limited Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4005 Kennett Pike Suite 250
Greenville, DE, 19807