Form D · Other Investment Fund

CHINA A SHARE CEF FUND

Greenville, DE · CIK 0001268621

Offering snapshot reported Feb 10, 2023 · SEC filing

Reported sold: $446M
Investors reported: 53
Minimum accepted: $0
First sale: Apr 1, 2005

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 10, 2023	Amendment	$446,188,291	$0vs Feb 11, 2022	53	SEC filing
Feb 11, 2022	Amendment	$446,188,291	$22,520,000vs Feb 12, 2021	53	SEC filing
Feb 12, 2021	Amendment	$423,668,291	$411,000vs Feb 14, 2020	53	SEC filing
Feb 14, 2020	Amendment	$423,257,291	$14,044,000vs Feb 15, 2019	52	SEC filing
Feb 15, 2019	Amendment	$409,213,291	$357,912,791vs Feb 16, 2018	52	SEC filing
Feb 16, 2018	Amendment	$51,300,500	$5,646,926vs Feb 16, 2017	8	SEC filing
Feb 16, 2017	Amendment	$45,653,574	$0vs Feb 16, 2016	2	SEC filing
Feb 16, 2016	Amendment	$45,653,574	$0vs Feb 13, 2015	2	SEC filing
Feb 13, 2015	Amendment	$45,653,574	$19,500,000vs Dec 12, 2014	2	SEC filing
Dec 12, 2014	Amendment	$26,153,574	$500,000vs Dec 13, 2013	2	SEC filing
Dec 13, 2013	Amendment	$25,653,574	$0vs Dec 14, 2012	2	SEC filing
Dec 14, 2012	Amendment	$25,653,574	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1.16K (estimated)
Finders' fees: $0
Form D file number: 021-59887

North Bridge Capital LLC is no longer the placement agent for the Issuer. As of April 3 2020, North Bridge Capital LLC is no longer entitled to any commissions.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
North Bridge Capital, LLC	107320	Richard Allen Murphy · CRD 343386

Source: Form D, filed Feb 10, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CHINA "A" SHARE (CEF) FUND

Investment adviser: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

Gross asset value: $9.58M
Beneficial owners: 6
ADV minimum commitment: $0

Reported in Form ADV on Sep 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON ASSET SERVICING PITTSBURGH, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Filing source

Form ADV 2133694 · Sep 25, 2026 · Schedule D 7.B.(1), fund 805-3812329154

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Delaware Trustee Bny Mellon Trust Of Delaware	Director
N/A Bny Mellon Trust Of Delaware	Director
Investment Manager City Of London Investment Management Company Limited	Promoter
N/A City Of London Investment Management Company Limited	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

4005 Kennett Pike Suite 250
Greenville, DE, 19807