Form D · Hedge Fund
CHATAQUA PARTNERS LLC
Milwaukee, WI · CIK 0001161571
Offering snapshot reported Jan 18, 2019 · SEC filing
- Reported sold
- $46M Indefinite offering
- Investors reported
- 44 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jan 2, 2002 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$55,000,000 → $46,000,000
- Reported investors47 → 44
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 18, 2019 | Amendment | $46,000,000 | -$9,000,000vs Jan 22, 2018 | 44 | SEC filing |
| Jan 22, 2018 | Amendment | $55,000,000 | -$1,000,000vs Jan 23, 2017 | 47 | SEC filing |
| Jan 23, 2017 | Amendment | $56,000,000 | $4,000,000vs Jan 25, 2016 | 47 | SEC filing |
| Jan 25, 2016 | Amendment | $52,000,000 | -$5,431,000vs Jan 27, 2015 | 47 | SEC filing |
| Jan 27, 2015 | Amendment | $57,431,000 | $16,462,298vs Feb 7, 2013 | 52 | SEC filing |
| Jan 28, 2014 | Amendment | $55,273,860 | $14,305,158vs Feb 7, 2013 | 52 | SEC filing |
| Feb 7, 2013 | Amendment | $40,968,702 | $1,774,150vs Jan 27, 2012 | 54 | SEC filing |
| Jan 27, 2012 | Amendment | $39,194,552 | -$1,129,276vs Apr 28, 2011 | 54 | SEC filing |
| Apr 28, 2011 | Amendment | $40,323,828 | $0vs Feb 7, 2011 | 54 | SEC filing |
| Feb 7, 2011 | Amendment | $40,323,828 | $8,448,733vs Feb 24, 2010 | 54 | SEC filing |
| Feb 24, 2010 | Amendment | $31,875,095 | $10,875,095vs Mar 20, 2009 | 49 | SEC filing |
| Mar 20, 2009 | Amendment | $21,000,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-128328
The figure in Item 13(b) represents the value of the Fund's total assets as of December 31, 2018.
No selling commissions or fees are paid by the Fund with respect to the solicitation of Fund interests.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None |
Source: Form D, filed Jan 18, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CHATAQUA PARTNERS, LLC
Investment adviser: BROADVIEW ADVISORS, LLC
- Gross asset value
- $43.6M
- Beneficial owners
- 44
- ADV minimum commitment
- $250K
Reported in Form ADV on Mar 20, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
COHEN & COMPANY, LTD.
PCAOB 925
ROBERT W. BAIRD & CO. INCORPORATED
SEC 8-497
Filing source
Form ADV 1264461 · Mar 20, 2019 · Schedule D 7.B.(1), fund 805-9886775188
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Broadview Advisors, Llc Broadview Advisors, Llc | Executive, Promoter |
| Faraz Farzam | Executive |
| Aaron J. Garcia | Executive |
| Owen L., Jr. Hill | Executive |
| Richard E. Lane | Executive |
| Angela L. Pingel | Executive |
| Glenn W. Primack | Executive |
| Richard J. Whiting | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Milwaukee, WI, 53202