Investment adviser · CRD 111494

BROADVIEW ADVISORS, LLC

Investment adviser filing (IA)

MILWAUKEE, WI, United States · Form ADV filed Mar 20, 2019

Regulatory AUM: $402M
Client accounts: 16
Employees: 9
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	1	$285,498,543	71.0%
Pooled investment vehicles	1	$43,604,374	10.8%
Retirement plans	5	$31,625,201	7.9%
Charities	6	$23,472,027	5.8%
Government entities	2	$12,631,674	3.1%
High-net-worth individuals	1	$5,204,479	1.3%

Filing source

Form ADV 1264461 · Mar 20, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CHATAQUA PARTNERS, LLCHedge Fund · Last reported Mar 20, 2019$43.6MGross asset value

Form D fundraising filings

CHATAQUA PARTNERS LLC

Fund administrator MICHAEL J. LICCAR & CO. CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY, LTD. CLEVELAND, Ohio, United States

Custodian ROBERT W. BAIRD & CO. INCORPORATED MILWAUKEE, Wisconsin, United States Related to adviser: No

Custodian U.S. BANK, NATIONAL ASSOCIATION MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY, LTD.
PCAOB 925

ROBERT W. BAIRD & CO. INCORPORATED
SEC 8-497

Fund details & source

Fund ID: 805-9886775188
Reported beneficial owners: 44
Minimum commitment: $250K
Form D file number: 021-128328

Form ADV 1264461 · Mar 20, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 20, 2019. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

330 EAST KILBOURN AVENUE, SUITE 1475
MILWAUKEE, WI, 53202, United States

CRD 111494

Filing source

Form ADV 1264461 · Mar 20, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.