Form D · Hedge Fund

Charter Capital Fund II, LP

Destin, FL · CIK 0001542698

Offering snapshot reported Nov 5, 2015 · SEC filing

Reported sold: $28.8M
Investors reported: 83
Minimum accepted: $500K
First sale: May 6, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$24,509,336 → $28,846,323
Reported investors71 → 83

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 5, 2015	Amendment	$28,846,323	$4,336,987vs Nov 5, 2014	83	SEC filing
Nov 5, 2014	Amendment	$24,509,336	$552,814vs Nov 5, 2013	71	SEC filing
Nov 5, 2013	Amendment	$23,956,522	$876,540vs Feb 29, 2012	69	SEC filing
Feb 29, 2012	Initial	$23,079,982	No comparison	66	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-174134

Source: Form D, filed Nov 5, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CHARTER CAPITAL FUND II, LP

Investment adviser: CHARTER CAPITAL MANAGEMENT, LLC

Gross asset value: $18.9M
Beneficial owners: 57
ADV minimum commitment: $500K

Reported in Form ADV on Jun 28, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MG STOVER & CO DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ARTHUR BELL HUNT VALLEY, Maryland, United States

Custodian CEROS FINANCIAL SERVICES, INC. ROCKVILLE, Maryland, United States Related to adviser: No

Custodian NORTHBROOK BANK & TRUST CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CEROS FINANCIAL SERVICES, INC.
SEC 8-47955

Filing source

Form ADV 1123020 · Jun 28, 2017 · Schedule D 7.B.(1), fund 805-3704211680

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Charter Capital Fund I, LP	Nov 5, 2015	$48,011,707	43
Charter Capital Fund II, LP (this fund)	Nov 5, 2015	$28,846,323	83

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Steven M. Bruce	Executive
N/A Charter Capital Gp, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

495 Grand Boulevard Suite 270
Destin, FL, 32550