Investment adviser · CRD 116847

CHARTER CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

· Form ADV filed Jun 28, 2017

Regulatory AUM
$46.1M
Form ADV · Item 5.F
Client accounts
30
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CHARTER CAPITAL FUND I, LPHedge Fund · Last reported Jun 28, 2017$26.4MGross asset value

Form D fundraising filings

Charter Capital Fund I, LP

Fund administrator MG STOVER & COMPANY DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ARTHUR BELL HUNT VALLEY, Maryland, United States
Custodian CEROS FINANCIAL SERVICES, INC. ROCKVILLE, Maryland, United States Related to adviser: No
Custodian NORTHBROOK BANK & TRUST CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CEROS FINANCIAL SERVICES, INC.
SEC 8-47955

Fund details & source
Fund ID
805-1523274872
Reported beneficial owners
34
Minimum commitment
$500K
Form D file number
021-174132

Form ADV 1123020 · Jun 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CHARTER CAPITAL FUND II, LPHedge Fund · Last reported Jun 28, 2017$18.9MGross asset value

Form D fundraising filings

Charter Capital Fund II, LP

Feeder funds

  • CHARTER CAPITAL OFFSHORE FUND, LTD
  • CHARTER CAPITAL TRADING, LP
Fund administrator MG STOVER & CO DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ARTHUR BELL HUNT VALLEY, Maryland, United States
Custodian CEROS FINANCIAL SERVICES, INC. ROCKVILLE, Maryland, United States Related to adviser: No
Custodian NORTHBROOK BANK & TRUST CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CEROS FINANCIAL SERVICES, INC.
SEC 8-47955

Fund details & source
Fund ID
805-3704211680
Reported beneficial owners
57
Minimum commitment
$500K
Form D file number
021-174134

Form ADV 1123020 · Jun 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 28, 2017. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 116847

Filing source

Form ADV 1123020 · Jun 28, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.