Form D · Other Investment Fund

Cathedral Lake III, Ltd.

Grand Cayman, E9 · CIK 0001660031

Offering snapshot reported Dec 2, 2016 · SEC filing

Reported sold
$404M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 24, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$202M$404MDec 3, 2015: $404,360,000.00Dec 3, 2015Dec 2, 2016: $404,360,000.00Dec 2, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 2, 2016Amendment$404,360,000$0vs Dec 3, 20158SEC filing
Dec 3, 2015Initial$404,360,000No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$4.87M
Finders' fees
$0
Form D file number
021-252381

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Jeffries LLC2347

Source: Form D, filed Dec 2, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Carlson Capital, L.P. Promoter
Andrew Dean Director
Ian Smith Director
Melanie Whittaker Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Box 1093 Queensgate House
Grand Cayman, E9, KY1-1102