Form D · Other Investment Fund
Cathedral Lake II, Ltd.
Grand Cayman, E9 · CIK 0001654989
Offering snapshot reported Nov 8, 2016 · SEC filing
- Reported sold
- $373M Indefinite offering
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jul 22, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 8, 2016 | Amendment | $373,400,000 | $0vs Oct 14, 2016 | 6 | SEC filing |
| Oct 14, 2016 | Amendment | $373,400,000 | $0vs Oct 15, 2015 | 6 | SEC filing |
| Oct 15, 2015 | Initial | $373,400,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $5.13M
- Finders' fees
- $0
- Form D file number
- 021-249390
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Jeffries LLC | 2347 |
Source: Form D, filed Nov 8, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Carlson Capital, L.P. | Promoter |
| Andrew Dean | Director |
| Ian Smith | Director |
| Melanie Whittaker | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-1102