Form D · Private Equity Fund

Cathay Capital Holdings III, L.P.

Stamford, CT · CIK 0001581510

Offering snapshot reported Sep 5, 2014 · SEC filing

Reported sold
$194M
Offering amount: $500M
Investors reported
59
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Sep 12, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 59

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 5, 2014Amendment$193,750,000No comparison59SEC filing
Sep 6, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-202428

Source: Form D, filed Sep 5, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CATHAY CAPITAL HOLDINGS III, L.P.

Investment adviser: NEW CHINA CAPITAL MANAGEMENT CORP.

Gross asset value
$165M
Beneficial owners
70
ADV minimum commitment
$5M

Reported in Form ADV on May 6, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP STAMFORD, Connecticut, United States
Custodian UBS FINANCIAL SERVICES INC. SANTA BARBARA, California, United States Related to adviser: No
Prime broker UBS AG SANTA BARBARA, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Filing source

Form ADV 2103597 · May 6, 2026 · Schedule D 7.B.(1), fund 805-6604123286

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
None Cathay Capital Iii Master Gp, Ltd. Director
Selwyn Donald Sussman Director
Paul Steven Wolansky Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Dock Street Suite 610
Stamford, CT, 06902-5836