Investment adviser · CRD 295905

NEW CHINA CAPITAL MANAGEMENT CORP.

Investment adviser filing (IA)

STAMFORD, CT, United States · Form ADV filed May 6, 2026

Regulatory AUM
$234M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles2$233,720,000100.0%
Filing source

Form ADV 2103597 · May 6, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CATHAY CAPITAL HOLDINGS III, L.P.Private Equity Fund · Last reported May 6, 2026$165MGross asset value

Form D fundraising filings

Cathay Capital Holdings III, L.P.

Feeder funds

  • CATHAY CAPITAL HOLDINGS III CORP, LTD
Auditor ERNST & YOUNG LLP STAMFORD, Connecticut, United States
Custodian UBS FINANCIAL SERVICES INC. SANTA BARBARA, California, United States Related to adviser: No
Prime broker UBS AG SANTA BARBARA, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Fund details & source
Fund ID
805-6604123286
Reported beneficial owners
70
Minimum commitment
$5M
Form D file number
021-202428

Form ADV 2103597 · May 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CATHAY OPPORTUNITY FUND, L.P.Private Equity Fund · Last reported May 6, 2026$46.8MGross asset value

Feeder funds

  • CATHAY OPPORTUNITY FUND CORP, LTD.
Auditor ERNST & YOUNG STAMFORD, Connecticut, United States
Custodian UBS FINANCIAL SERVICES INC. SANTA BARBARA, California, United States Related to adviser: No
Prime broker UBS AG SANTA BARBARA, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG
PCAOB 42

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Fund details & source
Fund ID
805-9584719762
Reported beneficial owners
38
Minimum commitment
$5M
Form D file number
021-1878014

Form ADV 2103597 · May 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 6, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

470 WEST AVENUE, SUITE 2011
STAMFORD, CT, 06902, United States

CRD 295905

Filing source

Form ADV 2103597 · May 6, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.