Form D · Private Equity Fund

Catalyst Investors QP III, L.P.

New York, NY · CIK 0001510096

Offering snapshot reported Aug 14, 2012 · SEC filing

Reported sold
$213M
Offering amount: $213M
Investors reported
29
Form D · investor count
Minimum accepted
$150K
Reported outside-investor minimum
First sale
Feb 4, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$107M$213MJan 13, 2011Jan 13, 2012: $100,964,500.00Jan 13, 2012Aug 14, 2012: $213,000,000.00Aug 14, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$100,964,500 → $213,000,000
  • Reported investors22 → 29

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 14, 2012Amendment$213,000,000$112,035,500vs Jan 13, 201229SEC filing
Jan 13, 2012Amendment$100,964,500No comparison22SEC filing
Jan 13, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$1M
Finders' fees
$0
Form D file number
021-153633
Includes amounts in respect of issuer's affiliated investment fund. The general partner reserves the right to offer a greater or lesser amount of interests.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Gladstone Securities, LLC127808

Source: Form D, filed Aug 14, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CATALYST INVESTORS QP III, L.P.

Investment adviser: CATALYST INVESTORS, L.L.C.

Gross asset value
$9.15M
Beneficial owners
29
ADV minimum commitment
$150K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD., CAYMAN ISLANDS GEORGE TOWN, Cayman Islands
Custodian JPMORGAN CHASE NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BRIDGE BANK, NA SANTA CLARA, California, United States Related to adviser: No
Marketer GLADSTONE SECURITIES, LLC RIVERSIDE, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LTD., CAYMAN ISLANDS
PCAOB 1655

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SILICON VALLEY BRIDGE BANK, NA
LEI 2549006SX2APS6OJMQ40

GLADSTONE SECURITIES, LLC
CRD 127808 · SEC 8-66052

Filing source

Form ADV 2085553 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-4206034976

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Todd Clapp Executive, Promoter
D. Ryan Mc Nally Executive, Promoter
Tyler C. Newton Executive, Promoter
Brian A. Rich Executive, Promoter
Christopher J. Shipman Executive, Promoter
Eugene Wolfson Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Catalyst Investors 711 Fifth Avenue, Suite 402
New York, NY, 10022