Investment adviser · CRD 156947

CATALYST INVESTORS, L.L.C.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

16 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CATALYST INVESTORS V, L.P.Venture Capital Fund · Last reported Mar 31, 2026$275MGross asset value

Form D fundraising filings

CATALYST INVESTORS V, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD., CAYMAN ISLANDS GEORGE TOWN, Cayman Islands
Custodian JPMORGAN CHASE NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BRIDGE BANK, NA SANTA CLARA, California, United States Related to adviser: No
Marketer ASANTE CAPITAL GROUP ADVISORS LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LTD., CAYMAN ISLANDS
PCAOB 1655

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SILICON VALLEY BRIDGE BANK, NA
LEI 2549006SX2APS6OJMQ40

ASANTE CAPITAL GROUP ADVISORS LLC
CRD 155178 · SEC 8-68701

Fund details & source
Fund ID
805-8178880370
Reported beneficial owners
66
Minimum commitment
$100K
Form D file number
021-383126

Form ADV 2085553 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CATALYST INVESTORS QP IV, L.P.Venture Capital Fund · Last reported Mar 31, 2026$238MGross asset value

Form D fundraising filings

Catalyst Investors QP IV, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD., CAYMAN ISLANDS GEORGE TOWN, Cayman Islands
Custodian JPMORGAN CHASE NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BRIDGE BANK, NA SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD., CAYMAN ISLANDS
PCAOB 1655

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SILICON VALLEY BRIDGE BANK, NA
LEI 2549006SX2APS6OJMQ40

Fund details & source
Fund ID
805-5399393339
Reported beneficial owners
32
Minimum commitment
$200K
Form D file number
021-233058

Form ADV 2085553 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CATALYST INVESTORS CF, L.P.Venture Capital Fund · Last reported Mar 31, 2026$129MGross asset value

Form D fundraising filings

Catalyst Investors CF, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD., CAYMAN ISLANDS GEORGE TOWN, Cayman Islands
Custodian SILICON VALLEY BRIDGE BANK, NA SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD., CAYMAN ISLANDS
PCAOB 1655

SILICON VALLEY BRIDGE BANK, NA
LEI 2549006SX2APS6OJMQ40

Fund details & source
Fund ID
805-1533077623
Reported beneficial owners
4
Minimum commitment
$250K
Form D file number
021-509724

Form ADV 2085553 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CATALYST INVESTORS VI SBIC, L.P.Other Private Fund · Last reported Mar 31, 2026$64.2MGross asset value

Form D fundraising filings

Catalyst Investors VI, L.P.

Fund administrator CSC FUND SERVICES NORTH AMERICA LLC WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian SILICON VALLEY BRIDGE BANK, NA SANTA CLARA, California, United States Related to adviser: No
Custodian WESTERN ALLIANCE BANK PHOENIX, Arizona, United States Related to adviser: No
Marketer BASTION ADVISORS (UK) LTD, BASTION ADVISORS LLP, AND BASTION ADVISORS (MALTA) LTD LONDON, United Kingdom Related to adviser: No
Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

SILICON VALLEY BRIDGE BANK, NA
LEI 2549006SX2APS6OJMQ40

WESTERN ALLIANCE BANK
LEI SI7YQSVPFZBSQ878IC17

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

Fund details & source
Fund ID
805-4423553661
Reported beneficial owners
66
Minimum commitment
$100K
Form D file number
021-568820

Form ADV 2085553 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CATALYST INVESTORS QP IV AIV, L.P.Venture Capital Fund · Last reported Mar 31, 2026$37.5MGross asset value

Form D fundraising filings

Catalyst Investors QP IV AIV, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD., CAYMAN ISLANDS GEORGE TOWN, Cayman Islands
Custodian SILICON VALLEY BRIDGE BANK, NA SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD., CAYMAN ISLANDS
PCAOB 1655

SILICON VALLEY BRIDGE BANK, NA
LEI 2549006SX2APS6OJMQ40

Fund details & source
Fund ID
805-5064252968
Reported beneficial owners
9
Minimum commitment
$200K
Form D file number
021-509725

Form ADV 2085553 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CATALYST INVESTORS IV, L.P.Venture Capital Fund · Last reported Mar 31, 2026$9.46MGross asset value

Form D fundraising filings

Catalyst Investors IV, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD., CAYMAN ISLANDS GEORGE TOWN, Cayman Islands
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BRIDGE BANK, NA SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD., CAYMAN ISLANDS
PCAOB 1655

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SILICON VALLEY BRIDGE BANK, NA
LEI 2549006SX2APS6OJMQ40

Fund details & source
Fund ID
805-5903133216
Reported beneficial owners
32
Minimum commitment
$100K
Form D file number
021-233049

Form ADV 2085553 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CATALYST INVESTORS QP III, L.P.Venture Capital Fund · Last reported Mar 31, 2026$9.15MGross asset value

Form D fundraising filings

Catalyst Investors QP III, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD., CAYMAN ISLANDS GEORGE TOWN, Cayman Islands
Custodian JPMORGAN CHASE NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BRIDGE BANK, NA SANTA CLARA, California, United States Related to adviser: No
Marketer GLADSTONE SECURITIES, LLC RIVERSIDE, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LTD., CAYMAN ISLANDS
PCAOB 1655

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SILICON VALLEY BRIDGE BANK, NA
LEI 2549006SX2APS6OJMQ40

GLADSTONE SECURITIES, LLC
CRD 127808 · SEC 8-66052

Fund details & source
Fund ID
805-4206034976
Reported beneficial owners
29
Minimum commitment
$150K
Form D file number
021-153633

Form ADV 2085553 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

261 FIFTH AVENUE, SUITE 1102
NEW YORK, NY, 10016, United States

CRD 156947

Filing source

Form ADV 2085553 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.