Form D · Hedge Fund

CATALYSIS OFFSHORE LTD

Santa Monica, CA · CIK 0001460539

Offering snapshot reported Aug 12, 2015 · SEC filing

Reported sold
$38.9M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Mar 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$19.5M$38.9MMar 16, 2009Mar 16, 2010: $28,440,000.00Mar 16, 2011: $28,600,000.00Mar 19, 2012: $33,600,000.00Mar 18, 2013: $38,925,000.00Mar 18, 2014: $38,925,000.00Mar 18, 2015: $38,925,000.00Jul 8, 2015: $38,925,000.00Aug 12, 2015: $38,925,000.00Aug 12, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 12, 2015Amendment$38,925,000$0vs Jul 8, 201515SEC filing
Jul 8, 2015Amendment$38,925,000$0vs Mar 18, 201315SEC filing
Mar 18, 2015Amendment$38,925,000$0vs Mar 18, 201315SEC filing
Mar 18, 2014Amendment$38,925,000$0vs Mar 18, 201315SEC filing
Mar 18, 2013Amendment$38,925,000$5,325,000vs Mar 19, 201215SEC filing
Mar 19, 2012Amendment$33,600,000No comparison12SEC filing
Mar 16, 2011Amendment$28,600,000No comparison12SEC filing
Mar 16, 2010Amendment$28,440,000No comparison11SEC filing
Mar 16, 2009PaperNot reportedNo comparisonNot reported

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$33.3K (estimated)
Finders' fees
$0
Form D file number
021-129500

Source: Form D, filed Aug 12, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CATALYSIS OFFSHORE, LTD.

Investment adviser: FRANCIS CAPITAL MANAGEMENT, LLC

Gross asset value
$26.9M
Beneficial owners
4
ADV minimum commitment
$1M

Reported in Form ADV on Sep 24, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PANOPTIC FUND ADMINISTRATION, LLC SANTA MONICA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP LOS ANGELES, California, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 948440 · Sep 24, 2015 · Schedule D 7.B.(1), fund 805-5201544823

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John P. Francis Director
Susanne Lynne Meline Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1453 Third Street Suite 470
Santa Monica, CA, 90401