Investment adviser · CRD 130165

FRANCIS CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

SANTA MONICA, CA, United States · Form ADV filed Sep 24, 2015

Regulatory AUM
$75.7M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CATALYSIS PARTNERS, LLCHedge Fund · Last reported Sep 24, 2015$43.6MGross asset value

Form D fundraising filings

Catalysis Partners, LLC

Fund administrator PANOPTIC FUND ADMINISTRATION, LLC SANTA MONICA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP LOS ANGELES, California, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-9756136482
Reported beneficial owners
49
Minimum commitment
$500K
Form D file number
021-130671

Form ADV 948440 · Sep 24, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CATALYSIS OFFSHORE, LTD.Hedge Fund · Last reported Sep 24, 2015$26.9MGross asset value

Form D fundraising filings

CATALYSIS OFFSHORE LTD

Fund administrator PANOPTIC FUND ADMINISTRATION, LLC SANTA MONICA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP LOS ANGELES, California, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-5201544823
Reported beneficial owners
4
Minimum commitment
$1M
Form D file number
021-129500

Form ADV 948440 · Sep 24, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 24, 2015. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

1453 3RD STREET, SUITE 470
SANTA MONICA, CA, 90401, United States

CRD 130165

Filing source

Form ADV 948440 · Sep 24, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.