Form D · Hedge Fund

CastleRock Fund II SPC Ltd.

Road Town, Tortola, D8 · CIK 0001487196

Offering snapshot reported Mar 26, 2012 · SEC filing

Reported sold: $2.42M
Investors reported: 2
Minimum accepted: $100K
First sale: Nov 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 26, 2012	Amendment	$2,424,000	$0vs Mar 24, 2011	2	SEC filing
Mar 24, 2011	Amendment	$2,424,000	$0vs Mar 24, 2010	2	SEC filing
Mar 24, 2010	Initial	$2,424,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-139894

Source: Form D, filed Mar 26, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASTLEROCK FUND II SPC, LTD.

Investment adviser: CASTLEROCK ASSET MANAGEMENT, INC.

Gross asset value: $2.15M
Beneficial owners: 1
ADV minimum commitment: $1M

Reported in Form ADV on Mar 1, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY & PULLEN, LLP NEW YORK, New York, United States

Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 616169 · Mar 1, 2012 · Schedule D 7.B.(1), fund 805-3483412566

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ellen H. Adams	Promoter
David Bree	Director
Graham H. Cook	Director
Colin Riegels	Director
Paul P. Tanico	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Crigmuir Chambers Box 71
Road Town, Tortola, D8, 00000