Investment adviser · CRD 132155

CASTLEROCK MANAGEMENT

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

CASTLEROCK ASSET MANAGEMENT, INC.

NEW YORK, NY, United States · Form ADV filed Aug 13, 2015

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CASTLEROCK MASTER FUND, LTD.Hedge Fund · Last reported Aug 13, 2015$0Gross asset value

Feeder funds

Auditor MCGLADREY LLP NEW YORK, New York, United States
Custodian FIRST REPUBLIC NEW YORK, New York, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9137855805
Reported beneficial owners
9
Minimum commitment
$1M
Form D file number
021-129729

Form ADV 940979 · Aug 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLEROCK PARTNERS II, L.P.Hedge Fund · Last reported Aug 13, 2015$0Gross asset value

Form D fundraising filings

CASTLEROCK PARTNERS II L P

Auditor MCGLADREY LLP NEW YORK, New York, United States
Custodian FIRST REPUBLIC NEW YORK, New York, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3659786550
Reported beneficial owners
6
Minimum commitment
$500K
Form D file number
021-129831

Form ADV 940979 · Aug 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLEROCK PARTNERS, L.P.Hedge Fund · Last reported Aug 13, 2015$0Gross asset value
Auditor MCGLADREY LLP NEW YORK, New York, United States
Custodian FIRST REPUBLIC NEW YORK, New York, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2577605417
Reported beneficial owners
19
Minimum commitment
$1M
Form D file number
021-90657

Form ADV 940979 · Aug 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLEROCK FUND II SPC, LTD.Hedge Fund · Last reported Mar 1, 2012$2.15MGross asset value

Form D fundraising filings

CastleRock Fund II SPC Ltd.

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP NEW YORK, New York, United States
Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3483412566
Reported beneficial owners
1
Minimum commitment
$1M
Form D file number
021-139894

Form ADV 616169 · Mar 1, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 13, 2015. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

ONE WORLD TRADE CENTER, 85TH FLOOR
NEW YORK, NY, 10007, United States

CRD 132155

Filing source

Form ADV 940979 · Aug 13, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.