Form D · Hedge Fund

CASTLERIGG PARTNERS, L.P.

New York, NY · CIK 0001068278

Offering snapshot reported Aug 1, 2018 · SEC filing

Reported sold
$1.35B
Indefinite offering
Investors reported
184
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jan 1, 1998
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$677M$1.35BMar 17, 2010: $959,659,093.00Mar 17, 2010Mar 15, 2011: $959,659,093.00Mar 15, 2012: $959,659,093.00Jul 31, 2013: $959,659,093.00Jul 30, 2014: $969,659,093.00Jul 30, 2015: $969,659,093.00Aug 1, 2016: $969,659,093.00Aug 1, 2017: $969,659,093.00Aug 1, 2018: $1,353,914,578.00Aug 1, 2018: $1,353,914,578.00Aug 1, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$969,659,093 → $1,353,914,578

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 1, 2018Amendment$1,353,914,578$384,255,485vs Aug 1, 2017184SEC filing
Aug 1, 2018Amendment$1,353,914,578$384,255,485vs Aug 1, 2017184SEC filing
Aug 1, 2017Amendment$969,659,093$0vs Aug 1, 2016184SEC filing
Aug 1, 2016Amendment$969,659,093$0vs Jul 30, 2015184SEC filing
Jul 30, 2015Amendment$969,659,093$0vs Jul 30, 2014184SEC filing
Jul 30, 2014Amendment$969,659,093$10,000,000vs Jul 31, 2013184SEC filing
Jul 31, 2013Amendment$959,659,093$0vs Mar 15, 2012183SEC filing
Mar 15, 2012Amendment$959,659,093$0vs Mar 15, 2011183SEC filing
Mar 15, 2011Amendment$959,659,093$0vs Mar 17, 2010183SEC filing
Mar 17, 2010Amendment$959,659,093No comparison183SEC filing
Mar 16, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-73545
Sales commission is equal to 20% of the management fees and incentive allocations received by the Investment Manager.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Anton Katz1221289Saxony Securities, Inc · CRD 115547

Source: Form D, filed Aug 1, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASTLERIGG PARTNERS, L.P.

Investment adviser: SANDELL ASSET MANAGEMENT CORP.

Gross asset value
$28.4M
Beneficial owners
36
ADV minimum commitment
$1M

Reported in Form ADV on Mar 7, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. CURACAO, Netherlands Antilles Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer ALTERNATIVE LEADERS SA LUXEMBOURG, Luxembourg Related to adviser: No
Marketer GALLATIN CAPITAL LLC NEW YORK, New York, United States Related to adviser: No
Marketer GLOBAL INVESTMENT RESOURCES, LLC BLOOMFIELD HILLS, Michigan, United States Related to adviser: No
Marketer PROVESTIA AB STOCKHOLM, Sweden Related to adviser: No
Marketer VIVIEN DE GUNZBURG PARIS, France Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GALLATIN CAPITAL LLC
CRD 124738 · SEC 8-65718

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 710533 · Mar 7, 2013 · Schedule D 7.B.(1), fund 805-7952479770

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Serge Adam Executive
Anthony Bavaro Executive
Daniel Borenstein Executive
Adam Hoffman Executive
Triet Leminh Executive
Melvin Alejandro Mazier Executive
Thomas Eric Sandell Executive, Promoter
L.L.C. Sandell Administrative Services, Director
L.L.C. Sandell Advisors Director
L.L.C. Sandell Advisors, Director
L.L.C. Sandell Investment Services Director
L.L.C. Sandell Investment Services, Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
540 Madison Avenue, 36 Th Floor
New York, NY, 10022