Investment adviser · CRD 137834

SANDELL ASSET MANAGEMENT CORP.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jun 7, 2019

Regulatory AUM
$491M
Form ADV · Item 5.F
Client accounts
16
Accounts, not individual clients
Employees
12
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles10$289,231,66858.9%
Corporations & businessesFewer than 5$149,924,32630.5%
Insurance companiesFewer than 5$52,049,47810.6%
Filing source

Form ADV 1328402 · Jun 7, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CASTLERIGG INTERNATIONAL HOLDINGS LIMITEDHedge Fund · Last reported Mar 7, 2013$545MGross asset value
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. CURACAO, Netherlands Antilles Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer ALTERNATIVE LEADERS SA LUXEMBOURG, Luxembourg Related to adviser: No
Marketer GALLATIN CAPITAL LLC NEW YORK, New York, United States Related to adviser: No
Marketer GLOBAL INVESTMENT RESOURCES, LLC BLOOMFIELD HILLS, Michigan, United States Related to adviser: No
Marketer PROVESTIA AB STOCKHOLM, Sweden Related to adviser: No
Marketer VIVIEN DE GUNZBURG PARIS, France Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GALLATIN CAPITAL LLC
CRD 124738 · SEC 8-65718

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-1650268485
Reported beneficial owners
166
Minimum commitment
$1M

Form ADV 710533 · Mar 7, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLERIGG OFFSHORE HOLDINGS, LTD.Hedge Fund · Last reported Mar 7, 2013$543MGross asset value
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. CURACAO, Netherlands Antilles Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer ALTERNATIVE LEADERS SA LUXEMBOURG, Luxembourg Related to adviser: No
Marketer GALLATIN CAPITAL LLC NEW YORK, New York, United States Related to adviser: No
Marketer GLOBAL INVESTMENT RESOURCES, LLC BLOOMFIELD HILLS, Michigan, United States Related to adviser: No
Marketer PROVESTIA AB STOCKHOLM, Sweden Related to adviser: No
Marketer VIVIEN DE GUNZBURG FRANCE, France Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GALLATIN CAPITAL LLC
CRD 124738 · SEC 8-65718

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-8202347357
Reported beneficial owners
166
Minimum commitment
$1M

Form ADV 710533 · Mar 7, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLERIGG MASTER INVESTMENTS, LTD.Hedge Fund · Last reported Jun 7, 2019$221MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer ALTERNATIVE CAPITAL ENTERPRISES PTE LTD SINGAPORE, Singapore Related to adviser: No
Marketer SAXONY SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Marketer VIVIEN DE GUNZBURG PARIS, France Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

SAXONY SECURITIES, INC.
CRD 115547 · SEC 8-53490

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-4757422191
Reported beneficial owners
19
Minimum commitment
$1M
Form D file number
021-73545
Form D file number
021-73546

Form ADV 1328402 · Jun 7, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLERIGG MERGER ARBITRAGE ENHANCED MASTER FUND, L.P.Hedge Fund · Last reported Jun 7, 2019$42.2MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 1323

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-3445623348
Reported beneficial owners
5
Minimum commitment
$1M
Form D file number
021-294288
Form D file number
021-294289

Form ADV 1328402 · Jun 7, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLERIGG GS HOLDINGS, LTD.Hedge Fund · Last reported Mar 7, 2013$7.82MGross asset value
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. CURACAO, Netherlands Antilles Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer ALTERNATIVE LEADERS SA LUXEMBOURG, Luxembourg Related to adviser: No
Marketer GALLATIN CAPITAL LLC NEW YORK, New York, United States Related to adviser: No
Marketer GLOBAL INVESTMENT RESOURCES, LLC BLOOMFIELD HILLS, Michigan, United States Related to adviser: No
Marketer PROVESTIA AB STOCKHOLM, Sweden Related to adviser: No
Marketer VIVIEN DE GUNZBURG PARIS, France Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GALLATIN CAPITAL LLC
CRD 124738 · SEC 8-65718

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-4525082669
Reported beneficial owners
165
Minimum commitment
$1M

Form ADV 710533 · Mar 7, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLERIGG MERGER ARBITRAGE AND EQUITY EVENT MASTER FUND, LTD.Hedge Fund · Last reported Mar 27, 2015$125MGross asset value

Feeder funds

Fund administrator SS&C FUND SERVICES N.V. CURACAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer ALTERNATIVE CAPITAL ENTERPRISES PTE LTD SINGAPORE, Singapore Related to adviser: No
Marketer SAXONY SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Marketer VIVIEN DE GUNZBURG PARIS, France Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

SAXONY SECURITIES, INC.
CRD 115547 · SEC 8-53490

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-7508307597
Reported beneficial owners
4
Minimum commitment
$1M
Form D file number
021-175041
Form D file number
021-214175

Form ADV 889151 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLERIGG MERGER ARBITRAGE AND EQUITY EVENT INTERMEDIATE FUND, LPHedge Fund · Last reported Mar 7, 2013$60.4MGross asset value
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. CURACAO, Netherlands Antilles Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Marketer GLOBAL INVESTMENT RESOURCES, LLC BLOOMFIELD HILLS, Michigan, United States Related to adviser: No
Marketer PROVESTIA AB STOCKHOLM, Sweden Related to adviser: No
Marketer VIVIEN DE GUNZBURG PARIS, France Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-1984375497
Reported beneficial owners
7
Minimum commitment
$1M

Form ADV 710533 · Mar 7, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 7, 2019. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

540 MADISON AVENUE, 36TH FLOOR
NEW YORK, NY, 10022, United States

CRD 137834

Filing source

Form ADV 1328402 · Jun 7, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.