Form D · Hedge Fund

CASTLERIGG INTERNATIONAL LTD

Road Town, Tortola, D8 · CIK 0001068409

Offering snapshot reported Aug 1, 2018 · SEC filing

Reported sold
$801M
Indefinite offering
Investors reported
127
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 1998
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$400M$801MMar 17, 2010: $800,042,729.00Mar 17, 2010Mar 15, 2011: $800,042,729.00Mar 15, 2012: $800,042,729.00Jul 31, 2013: $800,042,729.00Jul 30, 2014: $800,542,729.00Jul 30, 2015: $800,542,729.00Aug 1, 2016: $800,542,729.00Aug 1, 2017: $800,542,729.00Aug 1, 2018: $800,542,729.00Aug 1, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 1, 2018Amendment$800,542,729$0vs Aug 1, 2017127SEC filing
Aug 1, 2017Amendment$800,542,729$0vs Aug 1, 2016127SEC filing
Aug 1, 2016Amendment$800,542,729$0vs Jul 30, 2015127SEC filing
Jul 30, 2015Amendment$800,542,729$0vs Jul 30, 2014127SEC filing
Jul 30, 2014Amendment$800,542,729$500,000vs Jul 31, 2013127SEC filing
Jul 31, 2013Amendment$800,042,729$0vs Mar 15, 2012126SEC filing
Mar 15, 2012Amendment$800,042,729$0vs Mar 15, 2011126SEC filing
Mar 15, 2011Amendment$800,042,729$0vs Mar 17, 2010126SEC filing
Mar 17, 2010Amendment$800,042,729No comparison126SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-73546
Sales commission is equal to 20% of the management fees and incentive allocations received by the Investment Manager.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Anton Katz1221289Saxony Securities, Inc · CRD 115547

Source: Form D, filed Aug 1, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASTLERIGG INTERNATIONAL LIMITED

Investment adviser: SANDELL ASSET MANAGEMENT CORP.

Gross asset value
$553M
Beneficial owners
165
ADV minimum commitment
$1M

Reported in Form ADV on Mar 7, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. CURACAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer ALTERNATIVE LEADERS SA LUXEMBOURG, Luxembourg Related to adviser: No
Marketer GALLATIN CAPITAL LLC NEW YORK, New York, United States Related to adviser: No
Marketer GLOBAL INVESTMENT RESOURCES, LLC BLOOMFIELD HILLS, Michigan, United States Related to adviser: No
Marketer PROVESTIA AB STOCKHOLM, Sweden Related to adviser: No
Marketer VIVIEN DE GUNZBURG PARIS, France Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GALLATIN CAPITAL LLC
CRD 124738 · SEC 8-65718

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 710533 · Mar 7, 2013 · Schedule D 7.B.(1), fund 805-6504013026

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Serge Adam Executive
Anthony Bavaro Executive
Daniel Borenstein Executive
Adam L Hoffman Executive
Triet Leminh Executive
Melvin Alejandro Mazier Executive
Daniel Mignon Director
Thomas Eric Sandell Director, Executive, Promoter
Llc Sandell Director Services Director
Hilmi A. Unver Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services (Bvi) Kingstown Chambers, Po Box 173
Road Town, Tortola, D8, VG1110