Form D · Hedge Fund
Castlerigg Active Investment Fund, Ltd.
Road Town, Tortola, D8 · CIK 0001565785
Offering snapshot reported Aug 1, 2016 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 1, 2016 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jul 30, 2015 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jul 30, 2014 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jul 15, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 25, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-221109
Sales commission is equal to 20% of the management fee received by the Investment Manager.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Anton Katz | 1221289 | Saxony Securities, Inc · CRD 115547 |
Source: Form D, filed Aug 1, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CASTLERIGG ACTIVE INVESTMENT FUND, LTD.
Investment adviser: SANDELL ASSET MANAGEMENT CORP.
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 27, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 889151 · Mar 27, 2015 · Schedule D 7.B.(1), fund 805-3578189595
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Anthony L Bavaro | Executive |
| Daniel Borenstein | Executive |
| Shreyas D Gupta | Director |
| Adam L Hoffman | Executive |
| Thomas Eric Sandell | Director, Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Road Town, Tortola, D8, VG1110