Form D · Hedge Fund

Castle Peak Structured Investments, LP

Denver, CO · CIK 0001670510

Offering snapshot reported Apr 28, 2022 · SEC filing

Reported sold
$4.33M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 12, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.17M$4.33MMar 29, 2016: $920,500.00Mar 29, 2016Apr 3, 2018: $2,118,000.00Apr 3, 2018May 21, 2019: $2,150,000.00May 21, 2019Sep 4, 2020: $2,438,500.00Sep 4, 2020Oct 28, 2021: $4,129,837.00Apr 28, 2022: $4,334,837.00Apr 28, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,129,837 → $4,334,837
  • Reported investors12 → 13

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 28, 2022Amendment$4,334,837$205,000vs Oct 28, 202113SEC filing
Oct 28, 2021Amendment$4,129,837$1,691,337vs Sep 4, 202012SEC filing
Sep 4, 2020Amendment$2,438,500$288,500vs May 21, 201913SEC filing
May 21, 2019Amendment$2,150,000$32,000vs Apr 3, 201813SEC filing
Apr 3, 2018Amendment$2,118,000$1,197,500vs Mar 29, 201615SEC filing
Mar 29, 2016Initial$920,500No comparison13SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1, 3C
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-260153

Source: Form D, filed Apr 28, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASTLE PEAK STRUCTURED INVESTMENTS, LP

Investment adviser: BRADDOCK FINANCIAL LLC

Gross asset value
$6.56M
Beneficial owners
13
ADV minimum commitment
$250K

Reported in Form ADV on Mar 29, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States
Custodian WELLS FARGO TRUST DENVER, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RICHEY MAY & CO.
PCAOB 673

Filing source

Form ADV 1627963 · Mar 29, 2022 · Schedule D 7.B.(1), fund 805-3252128935

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David C Allon Executive
Harvey B. Allon Executive
N/A Braddock Financial Llc Executive
N/A Castle Peak Structured Investments Gp, Llc Executive
Toby R Giordano Executive
Ken W Glickstein Executive
Thomas S Plisko Executive
Greg Seals Executive
Garrett E Tripp Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1200 17th Street Suite 1210
Denver, CO, 80202