Investment adviser · CRD 112732

BRADDOCK FINANCIAL LLC

Investment adviser filing (IA)

DENVER, CO, United States · Form ADV filed Mar 29, 2022

Regulatory AUM
$565M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
8
Reported in this filing
Advisory professionals
5
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Investment companies1$558,873,61798.8%
Pooled investment vehicles1$6,562,9581.2%
Filing source

Form ADV 1627963 · Mar 29, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CASTLE PEAK STRUCTURED INVESTMENTS, LPHedge Fund · Last reported Mar 29, 2022$6.56MGross asset value

Form D fundraising filings

Castle Peak Structured Investments, LP

Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States
Custodian WELLS FARGO TRUST DENVER, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RICHEY MAY & CO.
PCAOB 673

Fund details & source
Fund ID
805-3252128935
Reported beneficial owners
13
Minimum commitment
$250K
Form D file number
021-260153

Form ADV 1627963 · Mar 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BRADDOCK STRUCTURED OPPORTUNITIES FUND, LPHedge Fund · Last reported Dec 15, 2015$103MGross asset value

Feeder funds

Fund administrator ALPS FUND SERVICES INC. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG DENVER, Colorado, United States
Custodian WELLS FARGO TRUST DENVER, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9117158483
Reported beneficial owners
96
Minimum commitment
$500K
Form D file number
021-190889

Form ADV 962834 · Dec 15, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MORTGAGE OPPORTUNITY FUND VII SERIES D, LPHedge Fund · Last reported Apr 2, 2014$63.3MGross asset value
Fund administrator ADMIRAL ADMINISTRATION LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE DENVER, Colorado, United States
Custodian WELLS FARGO TRUST DENVER, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7919919824
Reported beneficial owners
91
Minimum commitment
$100K
Form D file number
021-122906

Form ADV 798492 · Apr 2, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RMB FIXED INCOME OPPORTUNITIES QP LLC - SERIES 1Hedge Fund · Last reported Mar 29, 2016$55.5MGross asset value
Fund administrator NAV CONSULTING INC OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Prime broker DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1588901749
Reported beneficial owners
135
Minimum commitment
$250K
Form D file number
021-174456

Form ADV 996056 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MORTGAGE OPPORTUNITY FUND VIII, LPHedge Fund · Last reported Apr 1, 2013$42.7MGross asset value
Fund administrator ALPS FUND SERVICES, INC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS DENVER, Colorado, United States
Custodian WELLS FARGO, NA DENVER, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8945318410
Reported beneficial owners
84
Minimum commitment
$100K

Form ADV 701861 · Apr 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STOUT STREET FUND I, LPHedge Fund · Last reported Apr 2, 2012$12.7MGross asset value
Fund administrator ALPS FUND SERVICES, INC. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS DENVER, Colorado, United States
Custodian WELLS FARGO, NA DENVER, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1663554157
Reported beneficial owners
80
Minimum commitment
$100K

Form ADV 631777 · Apr 2, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLAKE ST. REAL ESTATE INVESTORS VI, LPHedge Fund · Last reported Apr 2, 2012$3.52MGross asset value
Auditor RICHEY, MAY & CO. ENGLEWOOD, Colorado, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7426182514
Reported beneficial owners
6
Minimum commitment
$100K

Form ADV 631777 · Apr 2, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2022. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1200 17TH STREET, SUITE 1210
DENVER, CO, 80202, United States

CRD 112732

Filing source

Form ADV 1627963 · Mar 29, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.