Form D · Hedge Fund

Castine Partners, LP

Boston, MA · CIK 0001226218

Offering snapshot reported Jan 10, 2018 · SEC filing

Reported sold
$134M
Indefinite offering
Investors reported
140
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$67.2M$134MMar 16, 2009: $48,000,000.00Mar 16, 2009Mar 16, 2010: $93,554,407.00Mar 15, 2011: $60,428,935.00Mar 15, 2012: $98,879,407.00Mar 15, 2013: $132,517,991.00Mar 6, 2014: $132,517,991.00Mar 4, 2015: $133,117,991.00Mar 4, 2016: $133,117,991.00Jan 10, 2017: $133,117,991.00Jan 10, 2018: $134,439,991.00Jan 10, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$133,117,991 → $134,439,991
  • Reported investors139 → 140
  • Minimum accepted$500,000 → $0

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 10, 2018Amendment$134,439,991$1,322,000vs Jan 10, 2017140SEC filing
Jan 10, 2017Amendment$133,117,991$0vs Mar 4, 2016139SEC filing
Mar 4, 2016Amendment$133,117,991$0vs Mar 4, 2015139SEC filing
Mar 4, 2015Amendment$133,117,991$600,000vs Mar 6, 2014139SEC filing
Mar 6, 2014Amendment$132,517,991$0vs Mar 15, 2013138SEC filing
Mar 15, 2013Amendment$132,517,991$33,638,584vs Mar 15, 2012138SEC filing
Mar 15, 2012Amendment$98,879,407$38,450,472vs Mar 15, 2011117SEC filing
Mar 15, 2011Amendment$60,428,935-$33,125,472vs Mar 16, 2010113SEC filing
Mar 16, 2010Amendment$93,554,407$45,554,407vs Mar 16, 2009113SEC filing
Mar 16, 2009Amendment$48,000,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-54110

Source: Form D, filed Jan 10, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASTINE PARTNERS, LP

Investment adviser: CASTINE CAPITAL MANAGEMENT, LLC

Gross asset value
$89.4M
Beneficial owners
37
ADV minimum commitment
$500K

Reported in Form ADV on Mar 27, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian MORGAN STANLEY & CO LLC NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO LLC NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER LLP
PCAOB 274

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1192055 · Mar 27, 2018 · Schedule D 7.B.(1), fund 805-9768421349

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Castine Capital Management, Llc Executive
Castine Management Gp, Llc Executive
Jonathan Z. Cohen Executive
Ostrom Enders Executive
Paul D. Magidson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Castine Capital Management, Llc One Financial Center, 24 Th Floor
Boston, MA, 02111