Form D · Hedge Fund

Castine Partners II, LP

Boston, MA · CIK 0001372232

Offering snapshot reported Jan 9, 2020 · SEC filing

Reported sold
$587M
Indefinite offering
Investors reported
110
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$293M$587MMar 16, 2009: $242,000,000.00Mar 16, 2009Mar 16, 2010: $323,106,526.00Mar 15, 2011: $323,106,526.00Mar 15, 2012: $394,281,526.00Mar 15, 2013: $329,593,277.00Mar 6, 2014: $355,251,692.00Mar 4, 2015: $359,526,195.00Mar 4, 2016: $369,404,338.00Jan 10, 2017: $379,529,338.00Jan 10, 2018: $424,829,338.00Jan 9, 2019: $453,151,593.00Jan 9, 2020: $586,589,313.00Jan 9, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$453,151,593 → $586,589,313
  • Reported investors98 → 110

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 9, 2020Amendment$586,589,313$133,437,720vs Jan 9, 2019110SEC filing
Jan 9, 2019Amendment$453,151,593$28,322,255vs Jan 10, 201898SEC filing
Jan 10, 2018Amendment$424,829,338$45,300,000vs Jan 10, 201790SEC filing
Jan 10, 2017Amendment$379,529,338$10,125,000vs Mar 4, 201677SEC filing
Mar 4, 2016Amendment$369,404,338$9,878,143vs Mar 4, 201564SEC filing
Mar 4, 2015Amendment$359,526,195$4,274,503vs Mar 6, 201456SEC filing
Mar 6, 2014Amendment$355,251,692$25,658,415vs Mar 15, 201351SEC filing
Mar 15, 2013Amendment$329,593,277-$64,688,249vs Mar 15, 201248SEC filing
Mar 15, 2012Amendment$394,281,526$71,175,000vs Mar 15, 201140SEC filing
Mar 15, 2011Amendment$323,106,526$0vs Mar 16, 201035SEC filing
Mar 16, 2010Amendment$323,106,526$81,106,526vs Mar 16, 200934SEC filing
Mar 16, 2009Amendment$242,000,000No comparisonNot reportedSEC filing
Aug 4, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-93505

Source: Form D, filed Jan 9, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASTINE PARTNERS II, LP

Investment adviser: CASTINE CAPITAL MANAGEMENT, LLC

Gross asset value
$540M
Beneficial owners
90
ADV minimum commitment
$500K

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian MORGAN STANLEY & CO LLC NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO LLC NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER LLP
PCAOB 274

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1397601 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-7509403304

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Castine Capital Management, Llc Executive
Castine Management Gp, Llc Executive
Jonathan Z. Cohen Executive
Ostrom Enders Executive
Paul D. Magidson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Castine Capital Management, Llc One Financial Center, 24 Th Floor
Boston, MA, 02111