Form D · Hedge Fund

Caspian Inefficient Markets Fund III, L.P.

New York, NY · CIK 0001840935

Offering snapshot reported Jan 19, 2021 · SEC filing

Reported sold: $136M
Investors reported: 18
Minimum accepted: $0
First sale: Jan 1, 2021

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 19, 2021	Initial	$136,425,000	No comparison	18	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-386616

Source: Form D, filed Jan 19, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASPIAN INEFFICIENT MARKETS FUND III, L.P.

Investment adviser: CASPIAN CAPITAL, LP

Gross asset value: $319M
Beneficial owners: 69
ADV minimum commitment: $0

Reported in Form ADV on Mar 28, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP GEORGE TOWN, Cayman Islands

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1818262 · Mar 28, 2024 · Schedule D 7.B.(1), fund 805-3299086440

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Caspian Inefficient Markets Fund, L.P.	Mar 9, 2017	$38,555,000	9
Caspian Inefficient Markets Fund II, L.P.	Jun 21, 2021	$277,825,000	38
Caspian Inefficient Markets Fund III, L.P. (this fund)	Jan 19, 2021	$136,425,000	18
Caspian Inefficient Markets Fund IV, L.P.	Feb 2, 2026	$494,500,000	Not reported

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Caspian Capital Lp	Promoter
Adam S. Cohen	Director
David Corleto	Director
Adele Kittredge Murray	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

10 East 53 Rd Street 35 Th Floor
New York, NY, 10022