Form D · Hedge Fund

Caspian Inefficient Markets Fund II, L.P.

New York, NY · CIK 0001710710

Offering snapshot reported Jun 21, 2021 · SEC filing

Reported sold
$278M
Indefinite offering
Investors reported
38
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$139M$278MJul 12, 2017: $103,900,000.00Jul 12, 2017Jun 21, 2018: $199,400,000.00Jun 21, 2018Jun 19, 2019: $277,825,000.00Jun 19, 2019Jun 19, 2020: $277,825,000.00Jun 19, 2020Jun 21, 2021: $277,825,000.00Jun 21, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors36 → 38

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 21, 2021Amendment$277,825,000$0vs Jun 19, 202038SEC filing
Jun 19, 2020Amendment$277,825,000$0vs Jun 19, 201936SEC filing
Jun 19, 2019Amendment$277,825,000$78,425,000vs Jun 21, 201833SEC filing
Jun 21, 2018Amendment$199,400,000$95,500,000vs Jul 12, 201716SEC filing
Jul 12, 2017Initial$103,900,000No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$65.4K (estimated)
Finders' fees
$0
Form D file number
021-290506
Investor Servicing Fee

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Morgan Stanley Smith Barney LLC149777

Source: Form D, filed Jun 21, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASPIAN INEFFICIENT MARKETS FUND II, L.P.

Investment adviser: CASPIAN CAPITAL, LP

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$0

Reported in Form ADV on Nov 18, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP GEORGE TOWN, Cayman Islands
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

GOLDMAN SACHS & CO. LLC
SEC 8-129

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

MORGAN STANLEY
CRD 149777 · SEC 801-70103

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 1687365 · Nov 18, 2022 · Schedule D 7.B.(1), fund 805-8212529645

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Caspian Capital Lp Promoter
Adam S. Cohen Director
David Corleto Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10 East 53 Rd Street 35 Th Floor
New York, NY, 10022