Form D · Private Equity Fund
Carlyle Asia Partners IV, L.P.
Washington, DC · CIK 0001563274
Offering snapshot reported Dec 10, 2014 · SEC filing
- Reported sold
- $3.39B Offering amount: $3.39B
- Investors reported
- 147 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 30, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,885,230,000 → $3,391,928,272
- Reported investors102 → 147
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 10, 2014 | Amendment | $3,391,928,272 | $1,506,698,272vs Feb 14, 2014 | 147 | SEC filing |
| Feb 14, 2014 | Amendment | $1,885,230,000 | $307,235,000vs Jan 13, 2014 | 102 | SEC filing |
| Jan 13, 2014 | Amendment | $1,577,995,000 | $599,916,000vs May 22, 2013 | 77 | SEC filing |
| May 22, 2013 | Amendment | $978,079,000 | No comparison | 52 | SEC filing |
| Nov 29, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $23.8M
- Finders' fees
- $0
- Form D file number
- 021-187668
Not including the sponsor commitment.
Limited Partnership Interests
Employees of affiliate of GP ("Carlyle") involved in the placement of Fund interests receive compensation in part based on the amount of capital raised for the Fund; such compensation is borne by Carlyle and not by the Fund's investors.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| TCG Securities, L.L.C. | 154788 | TCG Securities, L.L.C. · CRD 154788 |
| UBS AG | None | UBS Financial Services Inc. · CRD 8174 |
| Goldman Sachs (Asia) L.L.C. | None | Goldman, Sachs & Co. · CRD 361 |
| Avalon Wealth Management LLC | 162745 | Avalon Wealth Management LLC · CRD 162745 |
| UBS Financial Services Inc. | 8174 | UBS Financial Services Inc. · CRD 8174 |
| Morgan Stanley Smith Barney LLC | 149777 | Morgan Stanley Smith Barney LLC · CRD 149777 |
| Commerce Street Capital, LLC | 143797 | Commerce Street Capital, LLC · CRD 143797 |
| J.P. Morgan Securities LLC | 79 | J.P. Morgan Securities LLC · CRD 79 |
Source: Form D, filed Dec 10, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
CARLYLE ASIA PARTNERS IV
Investment adviser: CARLYLE INVESTMENT MANAGEMENT L.L.C.
- Gross asset value
- $292M
- Beneficial owners
- 330
- ADV minimum commitment
- $5M
Reported in Form ADV on Jul 7, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LTD
PCAOB 1655
Fund asset history · 5 annual observations
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| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2021 | $3,537,122,185 | 358 | Mar 31, 2022 |
| 2022 | $2,167,828,978 | 350 | Mar 30, 2023 |
| 2023 | $2,524,398,285 | 342 | Mar 27, 2024 |
| 2024 | $589,821,269 | 337 | Mar 31, 2025 |
| 2025 | $291,501,402 | 330 | Mar 31, 2026 |
Filing source
Form ADV 2115592 · Jul 7, 2026 · Schedule D 7.B.(1), fund 805-3501660610
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Matched by reported Form D file number
CARLYLE SOLITAIRE PARTNERS, L.P.
Investment adviser: CARLYLE INVESTMENT MANAGEMENT L.L.C.
- Gross asset value
- $33.8K
- Beneficial owners
- 1
- ADV minimum commitment
- $0
Reported in Form ADV on Jul 7, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
Fund asset history · 5 annual observations
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| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2021 | $45,177,456 | 1 | Mar 31, 2022 |
| 2022 | $149,291 | 1 | Mar 30, 2023 |
| 2023 | $127,575 | 1 | Mar 27, 2024 |
| 2024 | $130,864 | 1 | Mar 31, 2025 |
| 2025 | $33,843 | 1 | Mar 31, 2026 |
Filing source
Form ADV 2115592 · Jul 7, 2026 · Schedule D 7.B.(1), fund 805-2958660173
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Cap Iv General Partner, L.P. | Promoter |
| N/A Cap Iv, L.L.C. | Promoter |
| N/A Cap Iv Ltd. | Promoter |
| William E. Conway, Jr. | Executive |
| Daniel A. D'aniello | Executive |
| Thomas Mayrhofer | Executive |
| David Pearson | Executive |
| David M. Rubenstein | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Washington, DC, 20004
Phone: 202-347-2626