Form D · Other Investment Fund
Carl Marks Strategic Opportunities Fund IV, L.P.
New York, NY · CIK 0002021388
Offering snapshot reported Jun 27, 2025 · SEC filing
- Reported sold
- $122M Indefinite offering
- Investors reported
- 23 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 1, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 23
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 27, 2025 | Amendment | $121,800,000 | No comparison | 23 | SEC filing |
| Jun 27, 2024 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-517094
Source: Form D, filed Jun 27, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew M. Boas | Executive |
| Carl Marks Gp Iv, Llc | Executive |
| Carl Marks Management Company, Llc | Executive |
| Michael Lee | Executive |
| Esteban Rakela | Executive |
| Robert C. Ruocco | Executive |
| James F. Wilson | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
900 Third Avenue 18 Th Floor, Suite 1801
New York, NY, 10022
New York, NY, 10022