Form D · Other Investment Fund
Carl Marks Strategic Opportunities Fund III, L.P.
New York, NY · CIK 0001804639
Offering snapshot reported Mar 24, 2021 · SEC filing
- Reported sold
- $185M Offering amount: $400M
- Investors reported
- 26 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 25, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 26
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 24, 2021 | Amendment | $185,100,000 | No comparison | 26 | SEC filing |
| Mar 24, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-363578
Source: Form D, filed Mar 24, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew M. Boas | Executive |
| Carl Marks Gp Iii, Llc | Executive |
| Carl Marks Management Company, Llc | Executive |
| Robert C. Ruocco | Executive |
| James F. Wilson | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Carl Marks Management Company, Llc 900 3 Rd Ave 33 Rd Fl.
New York, NY, 10022
New York, NY, 10022