Form D · Hedge Fund

Cardinal Advisor Series - Local Currency Emerging Market Debt Fund L.P.

New York, NY · CIK 0001508394

Offering snapshot reported Mar 21, 2016 · SEC filing

Reported sold
$259M
Indefinite offering
Investors reported
465
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$129M$259MDec 28, 2010Apr 18, 2011: $40,618,841.00Mar 30, 2012: $134,103,665.00Apr 1, 2013: $218,917,652.00Apr 1, 2014: $248,188,278.00Mar 30, 2015: $256,987,521.00Sep 3, 2015: $256,987,521.00Mar 21, 2016: $258,793,807.00Mar 21, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$256,987,521 → $258,793,807
  • Reported investors464 → 465

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2016Amendment$258,793,807$1,806,286vs Sep 3, 2015465SEC filing
Sep 3, 2015Amendment$256,987,521$0vs Mar 30, 2015464SEC filing
Mar 30, 2015Amendment$256,987,521$8,799,243vs Apr 1, 2014463SEC filing
Apr 1, 2014Amendment$248,188,278$29,270,626vs Apr 1, 2013442SEC filing
Apr 1, 2013Amendment$218,917,652$84,813,987vs Mar 30, 2012375SEC filing
Mar 30, 2012Amendment$134,103,665$93,484,824vs Apr 18, 2011299SEC filing
Apr 18, 2011Amendment$40,618,841No comparison93SEC filing
Dec 28, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$5.14M (estimated)
Finders' fees
$0
Form D file number
021-152594
Responses in Items #13 and #14 are estimates.
Estimate includes a 12 month projection.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Barclays Capital Inc.19714Barclays Capital Inc. · CRD 19714
STIFEL, NICOLAUS & COMPANY, INCORPORATED793STIFEL, NICOLAUS & COMPANY, INCORPORATED · CRD 793

Source: Form D, filed Mar 21, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CARDINAL ADVISOR SERIES-LOCAL CURRENCY EMERGING MARKET DEBT FUND L.P.

Investment adviser: STIFEL, NICOLAUS & COMPANY, INCORPORATED

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 8, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1187732 · Mar 8, 2018 · Schedule D 7.B.(1), fund 805-7292557069

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lisa Alexander Director
Laren Gillespie Director
Jayson Lashin Director
Alison Martinson Director
David Romhilt Executive
Michelle Wilson Clarke Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1095 Avenue Of The America, Fl 4
New York, NY, 10036